This checklist outlines some exemplary laws and regulations that should at least be considered as potentially relevant when formulating corporate IG policies and programs.
This sample checklist focuses on the acquisition of a nonprofit healthcare entity.
This checklist covers the process of properly completing a workplace investigation from start to finish.
On April 3, 2024, the US Securities and Exchange Commission announced that it had reached a $6.5 million settlement with registered investment adviser (RIA) Senvest Management, LLC on charges related to the firm’s “widespread and longstanding failures to maintain and preserve certain electronic communications.”
This article analyze potential lessons learned from this latest off-channel communications SEC enforcement action.
This guide provides in-house counsel, government agencies and private practice lawyers with a practical insight into cartel enforcement policy and procedure, including leniency/amnesty regimes, administrative settlement, sanctions and appeals.
This guide covers common issues in public investment funds – including registration, regulatory framework, marketing of public funds, and tax treatment – in 19 jurisdictions.