Virtual
Overview (Program Summary)
A program hosted by:
ACC Greater PhiladelphiaBANKING & FINANCIAL SERVICES CLE WEBINAR
WEBINAR LINK:
https://accinhouse.zoom.us/j/94837045337
(Same link for both sessions)
9:00 a.m. - 10:00 a.m.
"Financial Institutions, FinTechs and Third-Party Relationships"
Presented by Ballard Spahr
Regulators are scrutinizing third-party relationships maintained by financial institutions, particularly with FinTechs, and the associated operational, consumer protection and compliance risks – including anti-money laundering risks. In the last few years alone, regulators have announced several consent orders involving banks and their third-party risk management practices. The values of speed, cost savings and consumer convenience can compete with effective risk management. The panel will discuss common themes in recent enforcement actions, third-party risk management, and the outsourcing of compliance obligations.
Speakers:
- Peter Hardy, Partner, Ballard Spahr
- Chris Pawloski, Sanctions Intelligence and Investigations Team, Bank of China
10:30 a.m. - 11:30 a.m.
"Secure Your Deals the Right Way"
Presented by Stradley Ronon
This "Back to Basics" presentation refreshes your knowledge of essential elements in negotiating financing documents. Learn how to analyze key provisions, identify potential pitfalls, and ensure your deals are secure and reflect your client's best interests.
Speakers:
- Katherine Durr, Associate, Stradley Ronon
- Caroline Gorman, Co-Chair, Business, Stradley Ronon
- James Kutter, Associate General Counsel, Best Egg