Designed for small law practitioners, this program asks CLO Club participants to work within groups of ten to respond to a hypothetical problem: the CEO and CFO have asked the CLO to develop a plan for taking a more proactive role in ensuring financial compliance and they want advice on spotting and preventing financial fraud, how to better manage the audit process and auditor contract negotiation, and what to do to ensure that the board is properly engaged in reviewing the company’s financial processes. After developing a plan to respond to this request, each table will report its proposed game plan for the consideration of the group. A general discussion of the groups' reported best practices will ensue.
Region:
United States
Interest Area:
Corporate, Securities, and Governance,
Financial Services,
Compliance and Ethics