Whistleblower/Internal Investigations & How to Respond to the SEC

Fear drives much of the agenda for internal investigations particularly in the post-SOX world. Whistleblowing has become a common office cooler topic at many companies. Whether from a whistleblowing event or normal review process, investigation findings can be a valuable source of business intelligence, risk management, and quality improvement, but how do you conduct your investigations properly? Learn how to establish an effective process for receiving and evaluating whistleblower reports, your ethical obligation when faced with whistleblower reports, how to use whistleblower reports to meet your legal obligations and how to deal with SEC while maintaining your legal ethics and your loyalty to your client.