Learn which regulations may impact your normal course of doing business (e.g., how confidentiality clauses in settlement agreements with clients and employees could run afoul of FINRA rules and whistleblowing laws). Discuss unique challenges facing the financial sector on the interplay with social media and advertising, securities offerings, loan application communications, the Community Reinvestment Act and more. Explore how your organization may be impacted by non-financial focused regulation such as HIPAA, state ban-the-box rules and the JOBS Act.
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The information in any resource collected in this virtual library should not be construed as legal advice or legal opinion on specific facts and should not be considered representative of the views of its authors, its sponsors, and/or ACC. These resources are not intended as a definitive statement on the subject addressed. Rather, they are intended to serve as a tool providing practical advice and references for the busy in-house practitioner and other readers.