Resource Library

There is a general consensus that no compliance policy is fully
efficient, unless it includes a reliable internal investigations
declaration and procedures. Do investigations get equal attention
between North America, Europe and Asia? The ways the
in-house counsel role should be planned and implemented, in particular in a cross-border environment will be actively discussed in this workshop.

In this session, we will cover important recent U.S. Securities Exchange Commission (SEC) developments, rulemaking and enforcement trends. We will update our Dodd-Frank scorecards and review the most significant recently adopted and proposed rules. The session will also cover important lessons from the 2013 proxy season, with a particular focus on stockholder activism, and updates in the auditing and accounting arena — calling out hot spots in SEC accounting reviews. This will be a fast-moving session that assumes participants have a working knowledge of the 1933 Act and the 1934 Act.

One year after a plan to reform European data protection laws was unveiled, the debate is still intense. While individuals and companies are still feuding over cases of profiling, cloud computing companies are struggling to understand when and how governments can access users’ data. Interestingly, the Commission’s proposal is also contemplating “a right to be forgotten” whereby a person would be able to ask that their data be deleted.

Fantasy Sports has been in the headlines lately as states and the federal government grapple with the legality of this $2 billion industry. This panel will examine the legal framework around this industry that boasts approximately 60 million participants in the US and Canada alone.

What every financial services industry in house counsel needs to know about effective handling of regulatory matters and regulatory expectations. Provide an overview of trends in consumer finance regulation, including the CFPB, and other major federal and state banking regulators. Discuss recent rules, enforcement actions, and regulatory priorities of consumer finance regulators and their applicability to the financial services industry. Compare the consumer finance regulatory regime with other financial industry regulation.

Discuss how and why regulators, such as the CFPB and the SEC, are mining big data, and how this trend can impact the financial industry. Learn what laws currently govern and impact big data, and what pitfalls to avoid when advising the business and making big data-related decisions. Understand what it means to be a "data broker” (for businesses that sell or analyze big data). Receive a checklist for essential big data policies, procedures and guidelines. Discuss the growing number of internet-connected wearables and industrial sensors, the questions they raise about data privacy, and the security of parties who aggregate, share, sell or rely upon this information.

Top ten issues and developments in-house counsel should consider when reviewing their potential Foreign Corrupt Practices Act ("FCPA") liability.

This article summarizes ten key areas of the US False Claims Act (FCA) that companies and individuals who interact with the government should consider when developing internal policies to identify and combat fraud.

This Top Ten will explain the most relevant aspects of Public Private Partnerships (PPPs) in Colombia, including the main stages of a PPP project.

This Top Ten provides in-house counsel with brief guidance on how to prepare for and react to a government investigation.