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2130 Results

Resource Listings

Articles

2015 Was a Record Year for the SEC (USA)

By Nicolas Morgan, Sam Puathasnanon & Thomas Zaccaro, Paul Hastings

This article discusses the Securities and Exchange Commission's filing of a record 807 enforcement actions in FY2015 and obtaining orders totaling $4.2 billion in disgorgement and penalties.

Articles

Cartel Regulation 2016 - United States

By Martin M Toto, White & Case LLP

Cartel Regulation in the United States is mostly handled by the US Department of Justice (DOJ) and the US Federal Trade Commission (FTC) as they enforce the Sherman Act and FTC Act. In this article, in-house counsel will learn about the rules, regulations, processes and sanctions that are sometimes involved in these cases.

Articles

Privilege Recommendations

By Sergio Garcia, Marsha Gerber, Michael Kallens, Steven Smart

Recommendations for preserving attorney client privilege and attorney work product protection in the context of the company’s compliance program administration and implementation.