This resource provides in-depth analysis regarding the US Department of Labor final rule regarding ERISA fiduciary investment advice, including amended exemptions for conflicted investment advice.
On April 3, 2024, the US Securities and Exchange Commission announced that it had reached a $6.5 million settlement with registered investment adviser (RIA) Senvest Management, LLC on charges related to the firm’s “widespread and longstanding failures to maintain and preserve certain electronic communications.”
This article analyze potential lessons learned from this latest off-channel communications SEC enforcement action.
This multi-jurisdictional guide explores legal issues, rules, and developments regarding sanctions across 14 jurisdictions.
This resource provides a primer on the various forms of sanctions, types of sanctions enforcement, and compliance expectations.
This survey-based report provides actionable strategies for ensuring continuing corporate success in a volatile geopolitical environment.
This multi-jurisdictional guide covers common issues in competition litigation law and regulations – including interim remedies, final remedies, evidence, justification/defenses, settlement, and anticipated reforms.
This multi-jurisdictional guide provides global business leaders and in-house counsel with essential information regarding the current legislative framework and evolving practice for private equity transactions.
This multi-jurisdictional guide provides an overview of key legal issues, rules and developments regarding alternative investment funds across a range of jurisdictions. Some topics discussed include regulatory frameworks, fund structures, and marketing.
This sample policy lays out guidelines for conducting business in a manner that complies with competition and antitrust laws.
This tracker reports key chief legal officer metrics collected annually through the ACC Chief Legal Officers Survey.
This article provides an overview of the some challenges General Counsel should expect when pursuing mergers and acquisitions.