This initial public offering guide will help you decide whether an IPO is the right move for your company and, if so, help you make sure your IPO goes off as quickly and as smoothly as possible, without any unpleasant surprises.
This article discusses the Financial Conduct Authority's Restricted Mass Market Investments customer journey review. The review sets out findings on firms’ compliance with new rules for promotion of high risk investments to retail clients and provides examples of good and poor practice for firms to consider.
This guide covers key legal issues, rules, and developments regarding fraud and asset tracing across a range of jurisdictions.
This guide covers common issues in public investment funds – including registration, regulatory framework, marketing of public funds, and tax treatment – in 19 jurisdictions.
This multi-jurisdictional guide covers common issues in environmental, social and governance (ESG) law. The question and answer chapters cover 23 jurisdictions, providing detailed answers
to common questions raised by professionals dealing with ESG issues.
Issuing convertible notes has long been an attractive capital-raising option for public companies.
This primer aims to demystify the underlying financial and accounting principles and the mechanics that have developed to respond to the changing frameworks and strategies.
On October 21, 2024, the Securities and Exchange Commission’s (SEC) Division of Examinations (the Division) published its annual examination priorities for 2025 (2025 Priorities). This resource outlines some of the key findings from the report.
The 2023-2024 US Supreme Court session has concluded the term with a series of opinions in the areas of administrative law and executive power. This article discusses a trio of decisions that could have important potential implications for the fintech and digital asset industries.
This guide covers common issues regarding private client laws in 24 jurisdictions.
Topics covered include pre-entry tax planning, connection factors, taxation issues on inward investment, succession planning, trusts and foundations, immigration issues, and tax treaties.
Advanced planning for an early stage equity financing can significantly smooth the path for startups, helping to identify opportunities and avoid setbacks. A critical part of the process is the investor’s legal due diligence.