This article addresses the Department of Justice's issuance of the Yates Memorandum setting forth policies regarding the investigation and prosecution of individual wrongdoers in the context of corporate investigations.
This article describes the results of two surveys regarding the rise of shareholder activism.
This article refers to the Hong Kong Monetary Authority (the “HKMA”) near final version of the draft module in the HKMA Supervisory Policy Manual on margin and risk mitigation standards for non-centrally cleared OTC derivatives (the “SPM Margin Module”), together with the HKMA’s response to comments from the various industry bodies on the HKMA consultation response.
This is an Insights article provides a current outlook on real estate crowdfunding.
This article discusses the acquisitions of controlling interest in Hong Kong listed companies through a primary issuance.
This brief article addresses the restructuring of commercial debt in Puerto Rico.
This article provides some tips for using your mobile device more safely and securely to help you achieve your financial goals.
This article addresses how globally, the hedge fund industry is impacted by countless reforms; including European short selling bans, global derivatives reform and shadow-banking.
Hear directly from audit committee members about their take on topics that matter to compliance officers and general counsel, such as: their approach to risk (i.e., what keeps them up at night?); compliance issues they wish to have more visibility into; Board trends and compliance savvy (What has changed over time? Why?); preferred methods of reporting and tips for making more strategic board reports; the compliance officer’s role in protecting board members from personal liability; and desired non-legal skill sets that set top-notch compliance professionals apart from their peers.
HMRC has issued long-awaited draft regulations aimed at providing a new tax regime for regulatory capital issued in line with the Capital Requirements Regulation (CRR) element of the Capital Requirements Directive IV (CRD IV) package of regulatory reform. The regulations are to be enacted under Finance Act 2012.