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The Association of Corporate Counsel (ACC) is the world's largest organization serving the professional and business interests of attorneys who practice in the legal departments of corporations, associations, nonprofits and other private-sector organizations around the globe.

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Hayden Flinn, Co-Chief Executive & Partner, and Cindy Shek, Partner, King & Wood Mallesons
6 pages

This article delves into the Consultation Conclusions on Proposed Enhancements to the Open-ended Fund Companies Regime (OFC) and Further Consultation on Customer Due Diligence Requirements, published by Hong Kong’s Securities and Futures Commission. Issued on 2 September 2020, the Consultation Conclusion, the Consultation Conclusion highlights different enhancements to be made to private OFCs.

Resource Details
Region: Hong Kong
Audience: Deputy GC, Mid-Career
Mandy Tsang, Special Counsel, and Sarah Yu, Partner, King & Wood Mallesons
16 pages

This resource provides an overview on the recently passed legislation by the Financial Services Royal Commission. The specific legislation is the Financial Sector Reform (Hayne Royal Commission Response) Bill 2020. In particular, this summary examines the differences between this Bill and previous legislation and how it affects insurers.

Resource Details
Interest Area: Financial Services
Region: Australia
Audience: Deputy GC, Mid-Career
Will Heath, Partner, and Daisy Mallett, Partner, King & Wood Mallesons
4 pages

New Zealand – in a world first – introduced a bill requiring companies in the financial sector to disclose the impact of climate change on their businesses and how they plan to manage climate-related risks and opportunities. This resource takes a look at how the climate impact disclosure bill could impact businesses based in Australia.

Resource Details
Region: Australia, New Zealand
Audience: Deputy GC, Mid-Career
  • Structuring the SPAC and the IPO process
  • Advantages and disadvantages in using the SPAC form
  • The De-SPAC transaction — structuring the merger
  • Trends in SPAC transactions
  • Litigation Risks — The increased SEC focus on SPACs and commercial litigation trends
Jingjing Jiang, Partner, and Cindy Shek, Partner, King & Wood Mallesons
6 pages

In December 2020, the Financial Services and the Treasury Bureau (FSTB) of the government of Hong Kong issued a proposal to provide tax concession for interest distributed by eligible private equity funds which operate in Hong Kong. This proposal summarised and addressed comments and feedback from a prior response issued by the government of Hong Kong in August 2020. This article is a detailed submission on the August 2020 proposal.

Resource Details
Interest Area: Financial Services
Region: Hong Kong
Audience: Deputy GC, Mid-Career
Richard Mazzochi, Partner, and Sheldon Tse, Partner, King & Wood Mallesons
5 pages

On 8 February 2021, the Securities and Futures Commission (SFC) of Hong Kong (SFC) issues a consultation paper, which if successfully enacted as it was proposed, would have an impact on the way in which public offerings of equity and debt securities are made in Hong Kong. The following article provides an overview on the provisions of the consultation paper and the specific effects of its inaction.

Resource Details
Region: Hong Kong
Audience: Deputy GC, Mid-Career
Guo Sun Lee, Partner, and Jingjing Jiang, Partner, King & Wood Mallesons
6 pages

In light of the news that 2020 has been an exciting year for Hong Kong’s asset and wealth management industry, this article provides an overview of the of a recent proposal issued by the Hong Kong government’s Financial Service and The Treasury Bureau. This proposal provides a framework and procedures involves in the redomiciling process of an offshore fund to Hong Kong.

Resource Details
Interest Area: Financial Services
Region: Hong Kong
Audience: Deputy GC, Mid-Career
Ogletree Deakins

The State of New York views withholding tax audits as a substantial revenue raiser, which is why the number of audits continues to increase every year. These audits involve complex and lengthy processes, including the review of an expansive list of documents focused on the most common areas of noncompliance.

Resource Details
Audience: Legal Operations, Small Law Departments, Large Law Departments

We hope you all have been keeping well and staying safe! The ACC HK Financial Services group’s next lunch circle will be held as a virtual Zoom “lunch” meeting on Tuesday, 4 May 2021 from 12:30 - 2:00 pm.

As with past lunches, the agenda will consist of crowd-sourced discussion topics submitted by attendees so that we can share ideas and input with each other.

There are several topics that the Financial Services Subcommittee Co-Chairs propose for this lunch, including: Hong Kong SFC Consultation on Management and Disclosure of Climate-related Risks; APAC employer programs / efforts to encourage / incentivize employees to get Covid-19 vaccines; and conducting internal investigations during COVID/remote working, but we are also looking for each attendee to propose a topic to discuss.

The details of everything we discuss at the lunch is strictly confidential and subject to Chatham House rules, which will allow our discussion to be fulsome and candid (and as a result, helpful and productive) – our goal is to maximize the input from a broad cross section of firms across various financial services industries in a discreet and confidential setting in order to make the lunch informative and valuable.

We encourage those who have not attended an ACC HK Financial Services group event (or those who have been away for a while) to join us and participate. The event headcount will typically be capped to give everyone time to discuss their topics. We look forward to welcoming you to the lunch!

Venue:  Zoom details will be forwarded upon registration

Date:  Tuesday, 4 May 2021

Time:  12:30 pm - 2:00 pm

RSVP: Monday, 3 May 2021

Now more than ever it is critical for in-house lawyers to show their value, along with that of the legal department. A critical skill is being able to speak the language of business – numbers. While you may not need an MBA, you can definitely show how much of a superstar you are if you know the basics of corporate finance.

What you’ll learn:
•    The basics of corporate finance;
•    The difference between a cash flow statement, balance sheet, and P&L;
•    Key terms and important formulas that give insight into how the business is operating;
•    A lot more!

This is also a great refresher for those of us who are already familiar with the basics.

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