The Association of Corporate Counsel (ACC) is the world's largest organization serving the professional and business interests of attorneys who practice in the legal departments of corporations, associations, nonprofits and other private-sector organizations around the globe.
This program originally aired on September 20, 2022. Please note that the on-demand format of this program is not eligible for CLE/CPD credit.
In September 2016, Och-Ziff, one of the world's largest publicly-traded asset managers, settled a long running DOJ and SEC investigation into corrupt dealings in private equity investments in several African countries. Six years later, this case still has valuable compliance program insights for the financial services industry, especially industry participants operating in or looking to enter emerging markets. This ACC Webcast will review the transactions with a focus on lessons learned for financial services and what went right and what went wrong from diligence and compliance perspectives.
This panel will feature the following speakers:
Robert A. Johnston Jr.PartnerLowenstein Sandler LLP (Bio)
Stefanie Sundel
Managing Director, Legal, Compliance & Tax in New York
Wrap up the year with some festive fun at the FSN's Holiday Trivia Event! Join your peers for a relaxed, holiday-themed trivia session where you can showcase your seasonal knowledge, expand your network, and take a well-deserved break. Come enjoy a bit of friendly competition and close out the year with good cheer and great conversations :)
In this session, Rocio Baeza will be closing the 3-part series on GLBA. This is valuable information for your GC to have for information security risk management planning for 2025.
In this session, attendees will walk away with:
an analysis of cases where FTC filed a complaint arguing that the organization had misrepresented data handling practices of consumer information
the foundational elements that Legal Counsel needs to have in place to mitigate risk of misrepresentation
how the privacy policy can be the entryway for regulators to argue that the protection and privacy of consumer information is being misrepresented (and in some cases, a UDAAP risk)
In this session, Rocio Baeza will be continuing the 3 part series on GLBA. The discussion will focus on the reporting requirement that financial services needs to satisfy before Dec 31, 2024.
In this session, attendees will:
learn the topics that need to be addressed in the reporting
learn the recommended process for properly filing the reporting
receive a complimentary GLBA compliance reporting template
The complimentary GLBA compliance reporting template is structured to be assembled within a 30 day period. This is a valuable resource for Legal and Compliance teams that want to file the report before the holidays.
A panel of experts will provide a general overview of AI (what it is, its various stages of complexity, and its risks and benefits), as well as a current snapshot of AI regulation and the focus of U.S. financial regulators in this space. The team will then dive into the specifics of the Colorado AI Act, including its scope, key terms, prohibited practices, and key takeaways. The panel will close with a discussion of the implications of this Act for financial institutions, including best practices for AI governance, and more.
Professionals from the Menninger Clinic will address common mental health issues that arise in the legal practice and ways to prevent, recognize, and treat them.
This presentation will include experiential techniques, such as guided meditation and a mindfulness exercise. We’ll take a deeper look into the following topics:
Neurobiology of Stress and Maladaptive Responses
Self-Compassion and Shame Resilience as Adaptive Responses to Stress
