Securities regulators in the United States, United Kingdom, and Canada are reviewing and making new changes to policies and rules relating to whistleblowing. This panel will review key changes to whistleblower policies implemented by the US Securities and Exchange Commission, UK Financial Conduct Authority, and Canadian provincial securities regulators. Attendees will also receive practical advice on how in-house counsel can protect their corporations and ensure that they are in compliance with changing whistleblower policies.
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Region:
Canada
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United Kingdom
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United States
The information in any resource collected in this virtual library should not be construed as legal advice or legal opinion on specific facts and should not be considered representative of the views of its authors, its sponsors, and/or ACC. These resources are not intended as a definitive statement on the subject addressed. Rather, they are intended to serve as a tool providing practical advice and references for the busy in-house practitioner and other readers.