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On 16 December 2022, the Financial Conduct Authority (FCA) published a notice confirming the Collective Investment Schemes (Individually Recognised Overseas Schemes and Miscellaneous Amendments) Instrument 2022 ("CIS 2022") became effective 1 January 2023. CIS 2022 introduces changes to the ‘s272 regime’ contained in Financial Services and Markets Act 2000 (“FSMA”) for recognising overseas collective investment funds. The Collective Investment Schemes sourcebook (“COLL”), the Decision Procedure and Penalties manual (“DEPP”) and the Glossary of definitions of the FCA Handbook are amended.

This Wisdom of the Crowd (ACC member discussion) addresses whether certain provisions that limit the parties' obligations to indemnify are enforceable under US law. This resource was compiled from questions and responses posted on the forum of the New To In-house ACC Network.

The FTC will not hesitate to pursue companies that fail to implement reasonable security standards into their technology development cycle. This article reviews recent FTC settlements and offers in-house counsel and compliance officers some practical guidance on things to do to prevent an FTC investigation in their respective companies.

This Risk Alert provides summary observations from OCIE’s examinations of registered broker-dealers and investment advisers, conducted under the Cybersecurity Examination Initiative, announced April 15, 2014.

Explore strategies for effective compliance with US sanctions and export controls affecting trade with China.

Five years into the highly touted DuPont Legal Model and its Convergence Program, DuPont’s primary law firms (PLFs) and suppliers reflect upon their experiences in working under the program.

Regulatory compliance continues to be a key issue for US energy companies. With an ever-changing regulatory landscape and stepped-up enforcement in some areas, it is more important than ever for in-house counsel to ensure proactive compliance with the various regulations governing the energy industry. This panel will provide timely updates, best practices, and advice from the experts on North American Electric Reliability Corporation, US Federal Energy Regulatory Commission, and US Commodity Futures Trading Commission compliance.

This guide provides comprehensive insight into banking regulation in 19 jurisdictions around the world.

This guide covers key topics including regulatory architecture, bank capital requirements, bank governance/internal controls, Fintech, and rules governing banks’ relationships with their customers and other third parties.

In global business, pace, demand and innovation are constantly increasing. This is pushing in-house lawyers to be more flexible and engaged. In this article, your legal team can learn how to build a focused department and deliver value to your company.

Hear the latest news and views from current and former ACC leaders about life in the legal industry from the corporate and government perspective. First off, learn firsthand what it’s like to move from being the general counsel of a large corporation to general counsel of one of the largest US government agencies, the Department of Homeland Security. What leadership lessons are transferable from the private sector to the public sector, and how does one successfully navigate the maze "inside the Beltway"? What are the daily challenges, trials and tribulations involved in overseeing over 1,700 attorneys? Next up, participate in an interactive town hall discussion on current events affecting your work today. Key discussion points will touch on cyber-security, disaster preparedness and crisis management, immigration reform, and financial reform. What’s the hot topic of the moment? Who knows, anything could happen.

Three Party Escrow Service Agreement for the United Kingdom

Newly elected chair of ACC's Board of Directors, Anneliese Reinhold, shares her commitment to ACC's global expansion and Seat at the Table initiative.

Tools & Solutions for Doing Your Job Better in November 2007

This is a sample company privacy policy.

As companies get creative about their financial solutions, the concept of taking business to off-site legal professionals is becoming more popular. This article discusses the development of legal outsourcing, its benefits and the information you need to decide if it’s the right move for your business.

Discusses how to maintain a company's financial integrity in a time of crisis by developing a strong FCPA compliance system, and analyzes the case of Monsanto Company that demonstrates how a company can use its financial predicament to ultimately build a best practices compliance program centered around meeting, and at times even exceeding, their legal obligations.

This brief overview (Quick Counsel) describes common mistakes customers and service providers make, and should be aware of, when negotiating cloud services agreements (but is not meant to be an exhaustive list).

Learn about Dubai's new regulation of virtual assets, Law No. 4 of 2022 on the Regulation of Virtual Assets in the Emirate of Dubai (the “RVA”).

This article introduces six strategies to expand the legal department's organizational impact.

This InfoPAK is intended to provide law students and recent graduates with information about the role of in-house counsel and how to pursue a career in this field.

This case law deals with a Caucasian applicant who was denied admission to state university and brought suit alleging that the university's consideration of race in its admissions process violated her right to equal protection.

This InfoPAK (now known as ACC Guides) provides a practical guide of data protection rules and principles, right to access personal data or object to its collection in Switzerland.

Some things are best left for others to figure out for themselves. Law is probably not one of them. The real question is how to teach someone, especially adult learners, this challenging discipline. Study a number of teaching methods, understand the different types of students and learn to successfully impart your wisdom onto others.