This article discusses the Financial Conduct Authority's Restricted Mass Market Investments customer journey review. The review sets out findings on firms’ compliance with new rules for promotion of high risk investments to retail clients and provides examples of good and poor practice for firms to consider.
This resource is a global practice guide prepared by the Lex Mundi Agribusiness Practice Group covering the restrictions and incentives on the acquisition and ownership of interests in farmland.
Section 307 of the Sarbanes-Oxley Act establishes new standards of professional conduct for attorneys who appear and practice before the SEC in the representation of a public company. Read this article to learn how you can meet your new obligations.
This article shows how sending a link is often in compliance with the obligations created by copyright law, while attaching documents or cutting and pasting often is not — but the distinction appears lost on users.
This article provides practical guidance on a number of key issues related to contracting with physicians and other referral sources.
News, Notes & Datebook Information
Learn about the UK National Security and Investment Act 2021 allowing the UK government to scrutinize and intervene in acquisitions and investments in order to protect national security.
Read this article to find out several key risk areas that require significant attention by legal counsel before a US or European member of a joint venture in Asia finds it necessary to discuss a break-up, dissolution, restructuring, or buy-out of a joint venture with its foreign partner.
Virtually every business of any size can now internationally source or distribute goods, services, or intellectual property. But only the largest companies have the resources and experience to overcome differences in legal and regulatory regimes, cultural norms, language problems, and currency issues on their own. So smaller companies often turn to an international joint venture (IJV). We examine the advantages and disadvantages of IJVs, including key contract provisions and practical aspects of their structure and operation, as well as common mistakes to avoid.
This InfoPAK is designed to provide corporate counsel with a general overview of intellectual property and to suggest useful practices for the handling of intellectual property in the corporate setting.
As in-house counsel, you should assess what technology tools are available and their costs, advantages, and drawbacks. Early assessment and coordination with your litigation counsel and business people are paramount.
Public- and private-sector institutional purchasers are increasingly procuring “cloud” services. Purchasers are choosing cloud services for the anticipated improvements in efficiency, agility, scalability and cost effectiveness, while not necessarily understanding the impact on their organization’s sustainability performance. In this article, in-house counsel will learn how to identify potential sustainability impacts to migrating to cloud-based services.
This session and the workshop that follows will examine the external and internal factors that affect the longer-term profitability of the organization. Participants will understand the balance sheet, the income statement, and the statement of cash flow. We will also discuss how to identify red flags that signal financial difficulties or accounting problems.
Review of antitrust risk related to competitor collaboration.
Like the tools you keep in your house for small repairs, this panel will provide practical tips for the in-house generalist who must identifyand respond to environmental challenges and advise business leaders cogently while maximizing limited resources. The session will equip you to deal with environmental issues in three principal contexts: transactions – what situations can give rise to environmental liabilities and major environmental issues to consider in contracts, purchases and sales; litigation – causes of action for environmental matters and how to respond to notices of intent to sue, demand letters for compensation for environmental contamination and other situations; and regulation – understanding major US and international regulatory trends and non-governmental organization activity, particularly relating to product stewardship, customer and supply chain issues.
Contract management can mean a number of things to a number of people. In many cases they are looking at one stage in the contract life cycle. There is money to be saved at each stage of the life cycle if you have the resources to manage your contracts rather than responding to each. Every point identified in this article will not apply to every contract, but it will give you an idea of the things to consider at each stage of the process.
Part of the 2009 Annual Meeting Program Materials for Session 408.
In this Top Ten, learn tips as to how to organize your data protection practices. Now more than ever, companies are under pressure to create, implement, and maintain effective data protection plans.
This article aims to provide a general overview of the European Union's new regulation (EU) 2022/2554 on digital operational resilience for the financial sector, known as the Digital Operational Resilience Act ("DORA").
Finding a new, rewarding position in the legal field is never a quick and easy task. This InfoPAK will present key techniques for pursuing new positions, as well as strategies for successfully managing your career.
Learn about the significant implications (for data users and holders) of the Data Act proposed by the European Commission in February 2022, regarding who can use and access data generated by connected devices.
This article discusses new London Court of International Arbitration (LCIA) rules in force from 1 October 2014.
Understand the global legal and regulatory landscape of data privacy, specifically how it relates to the transfer of data across borders.
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