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Sample Forms, Policies, and Contracts
SEC
04/18/2013

This agreement arises out of an investigation by the Division of Enforcement ("Division") of the United States Securities and Exchange Commission ("Commission") into possible violations of the Foreign Corrupt Practices Act and books and records and internal controls provisions of the federal securities laws by Ralph Lauren Corporation ("Respondent") from approximately 2005 through 2009 ("Investigation").

Resource Details
Interest Area: Compliance and Ethics
Source: Resource Library
Region: United States
… laws of Delaware, agrees to cooperate fully and truthfully in the Investigation and any other related enforcement … litigation or proceeding to which the Commission is a party (the "Proceedings"), regardless of the time period … to do so by the Division's staff, at its expense, for interviews and the provision of testimony in the …
Articles
Saul Howerton, Vice President, Advisory, Vistra Group
03/29/2022
2 pages

More than 4 million people in the US either quit or changed jobs in November 2021 alone. With the mass exodus of workers predicted to continue for the foreseeable future, the balance of power shifts from employers to employees. To stay competitive, companies will need to revisit their current recruitment and retention tactics. In this article, learn four key strategies for companies to consider in order to attract the best talent — and keep current employees happy.

Resource Details
Interest Area: Employment and Labor
Region: Global, United States
… With the mass exodus of workers predicted to continue for the foreseeable future, the balance of power shifts from … will vary by organisation, but what’s most important is that companies embrace a mindset that where work gets done … Vistra Group This article was originally published on the website of Vistra Group on February 16, 2022.  … Saul …
Articles
Mary Cassidy, Kathleen Wechter, Kathryn Geoffroy, and Kaitlin Robinson, Arnold & Porter Kaye Scholer LLP
08/29/2022
3 pages

Due to the nature of the state-by-state regulation and ongoing developments in state and federal regulations following the US Supreme Court’s decision in Dobbs v. Jackson Women’s Health Organization, there is much uncertainty regarding many of these issues. This article provides a brief summary of: (1) some potential options to structure these employee benefits, including certain key issues and risks, and (2) the employment law issues that may arise.

Resource Details
Interest Area: Employment and Labor
Region: United States
in Dobbs v. Jackson Women’s Health Organization, there is much uncertainty regarding many of these issues. This … Kaye Scholer LLP 2022 All Rights Reserved. arnoldporter.com There are limited exceptions for religious institutions … Scholer LLP This article was originally published on the website of  Arnold & Porter Kaye Scholer LLP on July 18, …
Articles
Kristy Grant-Hart, Founder & Chief Executive Officer, Spark Compliance Consulting
07/01/2022
6 pages

On October 28, 2021, Deputy Attorney General Lisa Monaco announced changes regarding how the Department of Justice (DOJ) will prosecute corporations. The Monaco Memo, as it’s come to be known, raises the stakes, especially for corporations that are frequent flyers when it comes to enforcement actions and settlement agreements. In this article, learn five key takeaways from the Monaco Memo, including how it can be used as an educational opportunity for the Board and C-Suite.

Resource Details
Interest Area: Compliance and Ethics
Region: United States
… receive any consideration for cooperation, a corporation is going to have to “name the names,” as well as turn over … at the time of resolution.” https://www.youtube.com/watch?v=Cbji7-w44l4 … Consulting This article was originally published on the website of Spark Compliance Consulting on November 3, 2021.   …
Marialuisa S. Gallozzi, Partner, Insurance Recovery Practice, and Josianne El Antoury, Associate, Insurance Recovery Practice, Covington & Burling LLP 
04/25/2022
4 pages

“Double extortion” attacks—which combine a traditional ransomware attack encrypting data with a threat to disclose the encrypted data publicly—are now increasingly common. Insurers in the U.S., UK and EU insurance markets are responding to the unprecedented increase in global ransomware attacks by scaling back coverage. This resource describes market developments and provides guidance to policyholders on managing the ransomware risk.

Resource Details
Region: United States, United Kingdom, European Union
… The “Ransomware Pandemic” - Is Your Business Insured? Author Marialuisa S. Gallozzi, … Not an ACC Member? Request a trial membership . … www.cov.com The “Ransomware Pandemic” - Is Your Business Insured? … Burling LLP  This article was originally published on the website of Covington & Burling LLP on February 22, 2022.   … …
Articles
Kane Barnett and Bernard Sia, K&L Gates LLP
09/29/2022
1 pages

The Australian Securities & Investments Commission (ASIC) published Information Sheet 272 (INFO 272) and Report 728 (REP 728) on the eve of the corporate collective investment vehicle’s (CCIV) commencement. With the commencement of the CCIVs on 1 July 2022, ASIC released 7 regulatory guides on 23 June 2022, relating to the registration and licensing requirements for CCIVs. INFO 272 provides much needed clarity on how both the CCIV itself and its initial sub-funds are to be registered.

Resource Details
Region: Australia / Pacific
… directors of wholesale CCIVs; • an AFS licensee that is both a responsible entity and a corporate director: • must … its locations, practices, and registrations, visit klgates.com. This publication is for informational purposes only and … K&L Gates LLP This article was originally published on the website of  K&L Gates LLP on June 23, 2022. … Kane Barnett …
Articles
Whitnie Henderson
11/01/2011
2 pages

Whitnie Henderson discusses the importance of volunteering, and outlines how to effectively assess your own values, priorities and time in the United States.

Resource Details
Source: ACC Docket
Region: United States
Audience: New to In-House
… your time, you could actually end up with more time for yourself and the people in your life? You may be … Your job? money? Saving for a vacation? Whatever it is, make a list. At first, simply make the list of all the … To view the CCU Gives Back video, please visit www.acc.com/ education/ccu/. Have a comment on this article? Visit …
Docket Article
Publication Date: 10/16/2017
Mentoring relationships are everywhere in Silicon Valley, but we have never seen one as dynamic and inspiring as the one between Veronica Abreu and Jennifer Lam.
… one between Veronica Abreu and Jennifer Lam. Abreu, who is currently chief privacy officer at Square, worked at Airbnb for four years, building out its product counseling, privacy, … and intellectual property counsel at Zynga, creator of online games, such as Words with Friends. “I worked on a …
Docket Article
Publication Date: 07/01/2018
Moving into a leadership role in a legal department is a big step. It’s a great experience, but you should not take it lightly, regardless of your pedigree, experience, or background. The decision to accept or decline this role is something that should be weighed carefully. This decision will obviously have a huge impact on your career.
… Docket Article Making the Vertical Leap: Considerations for Your First Legal Leadership Role Dante Benedettini … Moving into a leadership role in a legal department is a big step. It’s a great experience, but you should not … 7 www.glassdoor.com. Determining the scope or status of leadership roles Read …
Articles
Afoke Igwe and Ronke Adejugbe, Strachan Partners
11/04/2014

Patent enforcement proceedings in Nigeria

Resource Details
Interest Area: Intellectual Property
Source: Resource Library
Region: Nigeria
… & Partners Vossius & Partner www.gettingthedealthrough.com 1 CONTENTS Patents 2014 Contributing editor: Frank L Bernstein Kenyon & Kenyon LLP Getting the Deal Through is delighted to publish the 11th edition of Patents, a volume … international analysis in key areas of law and policy for corporate counsel, cross-border legal practitioners and …
Articles
Robert A. Feldman
09/01/2005

Discusses a modular approach to drafting contracts, listing and describing a set of modules or individual elements determined by analyzing different contracts and breaking them down into their component parts.

Resource Details
Interest Area: Commercial and Contracts
Source: ACC Docket
Region: United States
1 person found this helpful.
… at a reported case or a statute will not serve as a basis for crafting our transactional work. A case is like a small twig on the ground. Just as the twig can … different contracts and breaking them down into their com- ponent parts. Both law (cases and statutes) and language …
… ACC STL Professional Development: Surviving & Thriving In-House: Leadership Start Date: 01/16/2025 | 2:00 PM … story. Join ACC St. Louis on Thursday, January 16 for Program #1 in a 3-part VIRTUAL series. From cultivating … 12:00 - 1:00 pm - Program We look forward to seeing you ONLINE on Thursday, January 16th!   … Virtual … 6431 … ACC …
… ACC STL Professional Development: Surviving & Thriving In-House: If I Only Knew Then, What I Know Now Start Date: … story. Join ACC St. Louis on Thursday, February 20 for Program #2 in a 3-part VIRTUAL series. From cultivating … 12:00 - 1:00 pm - Program We look forward to seeing you ONLINE on Thursday, February 20th!   … Virtual … 6431 … ACC …
Docket Article
Publication Date: 09/10/2024
HII’s Assistant General Counsel and Director of Investigations Mike Gill and Woods Rogers’ Justin Lugar outline how to refocus your company’s compliance program in light of the DOJ’s updated whistleblower guidance.
… ACC Docket … Banner artwork by ptgregus / Shutterstock.com Cheat Sheet Increased enforcement. DOJ enforcement … should consider using DOJ’s new program as a catalyst for internal review of systems, reporting lines, problem … misconduct. The common thread through these policies is DOJ’s focus on using all possible tools and incentives to …
Advocacy Filings
01/09/2007

Table defining roles and responsibilities by data category.

Resource Details
Source: Resource Library
Region: United States
… and responsibilities assigned by the Data Governance Team for each Data Category as of 10/1/2006. The Phase I date is the target deadline for completion of current state and … relating to payment information, transaction details of online purchases, invoices and receipts, accounts receivable …
Articles
GLD
05/01/2010

Stress-free productivity is a concern for all legal departments, regardless of size. Nowhere does it hit closer to home, however, than in a small law department. This article talks about basic steps to improving department productivity utilizing principles from Getting Things Done (GTD) and enhanced ACC research with the GettingLegalDone button found on QuickCounsel and Top Ten articles.

Resource Details
Source: Resource Library
Region: United States
… Steps Author GLD May 1, 2010 Stress-free productivity is a concern for all legal departments, regardless of size. Nowhere does … your research. Enhance your research experience on ACC.com by utilizing the GLD button found within many …
Docket Article
Publication Date: 12/09/2020
The 2020 GBES observes that the pressure employees experience to compromise their organization’s ethics standards, policies, or the law is linked to an increased likelihood of observed misconduct. With this in mind, it sets out to answer three important questions.
… Docket Article Sustained Ethical Business Performance is a Game of “Follow the Leader” Jim Nortz Publication Date: … an increased likelihood of observed misconduct. With this in mind, it sets out to answer three important questions. … developing and implementing an ethical leadership workshop for Bausch & Lomb’s Advanced Management Development Program …
Articles
William J. Calore
10/01/2012

Government contractors have been increasingly met with scrutiny, particularly since ex- government officials often go to work in that sector. Several legislative and regulatory initiatives have been implemented in order to prevent conflicts of interest on the part of government contractors. Given the current climate, it is more important than ever for those seeking a bid to identify, address and mitigate these “conflict of interest” issues.

Resource Details
Source: ACC Docket
Region: United States
… of government contractors. Given the current climate, it is more important than ever for those seeking a bid to … of the FAr is to ensure that there is a fair and open com- petitive bidding process. The rules governing ocIs can … ACC has more material on this subject on our website. Visit www.acc.com, where you can browse our …
Articles
The Lex Mundi Construction and Infrastructure Practice Group
01/30/2017
187 pages

This guide presents jurisdictional overviews on public procurement contracts in jurisdictions around the globe.

Resource Details
Interest Area: Commercial and Contracts
Source: Resource Library
Region: Austria, Belgium, Bulgaria, Chile, Colombia, Egypt, France, Greece, Honduras, India, Latvia, Malaysia, Nicaragua, Nigeria, Panama, Philippines, Poland, Portugal, Serbia, Switzerland, Turkey, United States, Venezuela
… an ACC Member? Request a trial membership . … www.lexmundi.com Public Procurement A Global Practice Guide prepared by … Practice Group Global Practice Guide This guide is part of the Lex Mundi Global Practice Guide Series which … before 1 January 1st, 2011on the Belgian State Gazette website (http://www.ejustice.just.fgov.be/cgi/welcome.pl). …
Page
… to interact with in-house lawyers in your practice area Online resources specific to your work Online communities to … from the convenience of your office Joining a network is simple, and they are open to all members. Join one or more … peers? Then head over to ACC Communities - our "house" for in-house counsel. There you can connect and exchange …
Docket Article
Publication Date: 12/11/2020
ACC is, at its core, a community. Your membership connects you to in-house counsel and legal operations professionals working all over the globe.
… Anneliese Reinhold Publication Date: 12/11/2020 ACC is, at its core, a community. Your membership connects you to … global. We’ve been dealing with a global problem for several months now: the COVID-19 pandemic. We’ve all read … education opportunities — providing both in-person and online networking connections. ACC continues to bring you …
Docket Article
Publication Date: 12/14/2020
Hopefully, your ACC community continues to foster connections to those who happen to share your professional path, while providing you with tools that help you do your job.
… focused on doing business across borders — which today is simply doing business. Whether your organization is based … global. We’ve been dealing with a global problem for several months now: the COVID-19 pandemic. We’ve all read … education opportunities — providing both in-person and online networking connections. ACC continues to bring you …
Docket Article
Publication Date: 12/01/2018
Our roles within our companies offer us a unique view of the business, as well as the outside and internal forces that influence it. As in-house counsel, we like challenges and thrive on finding solutions that push our organizations forward.
… Docket Article Get Ready for What’s Ahead Simon Fish Publication Date: 12/01/2018 Our … a few new ones emerging. Borrowing from Heraclitus: There is nothing permanent except change. This is especially so in … a part of our every day. I encourage you to explore ACC.com , where you’ll find tools like the Maturity Model , which …
Docket Article
Publication Date: 09/01/2015
In-house counsel and technology: we go together like peanut butter and jelly. Cheese and crackers. Lawyer and client.
… electronic signatures or hates email). However one thing is certain: We are becoming more technically savvy simply … is, and migrating to an environment where fewer end points for said data exist. Perhaps a good place to start is by … have made it easy to share knowledge, and visiting www.acc.com/legalresources will bring an abundance of resources to …
Articles
Zachary J. Bossenbroek, Puneet Mohey
10/01/2004

The General Electrics of the world do it, and so do smaller real estate holding companies. Outsourcing legal services to India can be a low-cost option, but is it really a solution, or just creating a new batch of problems? Read the story of a company that has used legal services from India, and find out what projects are good candidates for such offshoring, which are not, and whether it's worth the political risk to take the plunge in the offshoring ocean.

Resource Details
Source: ACC Docket
Region: United States
… legal services to India can be a low-cost option, but is it really a solution, or just creating a new batch of … from India, and find out what projects are good candidates for such offshoring, which are not, and whether it's worth … Michigan. He is available at zbossenbroek@harparholdings.com. Puneet Mohey is president of Lexadigm Solutions LLC, a …
Advocacy Filings
Susan J. Hackett and Renee S. Dankner - Association of Corporate Counsel; Robin S. Conrad and Amar D. Sarwal - National Chamber Litigation Center; Mark I. Levy and Sean M. Green - Kilpatrick Stockton LLP
01/22/2008

A brief arguing that the advancement of legal fees is a legitimate and routine business practice.

Resource Details
Interest Area: Compliance and Ethics
Source: Resource Library
Region: United States
… Advocacy Filings Brief for Amici Curiae Association of Corporate Counsel, et al. in … 2008 A brief arguing that the advancement of legal fees is a legitimate and routine business practice. Resource … Environment, ACCA DOCKET 92 (May 2003) http://www.ucc.com/protected/pub/docket/m03/inhouse1.php................... …
Articles
the Lex Mundi Antitrust Competition and Trade group
01/30/2017
280 pages

This guide provides a detailed summary about the different pre-merger notification procedures in each jurisdiction.

Resource Details
Source: Resource Library
Region: Argentina, Australia, Austria, Bulgaria, Canada, China, Cyprus, Czech Republic, Denmark, Dominican Republic, Egypt, Estonia, Finland, Germany, Greece, Hungary, India, Isle of Man, Israel, Italy, Lithuania, Malaysia, Mexico, Netherlands, New Zealand, Nicaragua, Norway, Pakistan, Peru, Poland, Portugal, Romania, Scotland, Slovakia, South Africa, Spain, Switzerland, Taiwan, Trinidad and Tobago, Turkey, United Kingdom, United States, Uruguay, Venezuela
… an ACC Member? Request a trial membership . … www.lexmundi.com Pre-Merger Notification A Global Practice Guide prepared … and Trade Practice Group Global Practice Guide This guide is part of the Lex Mundi Global Practice Guide Series which … be made public. The ACCC's public register (on the ACCC website at www.accc.gov.au) will include various information …
Articles
ACC
06/01/2005

This article lays out the steps you need to develop, maintain, and enforce a records management program and helps get your corporate house in order.

Resource Details
Source: ACC Docket
Region: United States
… Articles Corporate Chronicles: How To Do Records Management for Maximum Protection Author ACC May 31, 2005 This article … Developing and enforcing a records retention policy is some­ … programs—can mean life or death for a com­ pany and a person’s career.1 … able on ACCA Online at  . • …
Articles
Thiago A. Spercel, Partner, Machado, Meyer, Sendacz e Opice Advogados
10/14/2020
20 pages

The Covid-19 pandemic is not only a major public health crisis, but the kick-start of an irreversible change in the global economic order. In this article, learn how other in-house counsel, executives, and business people rethink responsible investment and implement consistent policies for good environmental, social, and corporate governance practices (known by the acronym ESG - Environmental, Social, and Governance) have been showing great competitive advantage over others.

Resource Details
Collection: Sustainability
Region: Global, Brazil
Audience: Deputy GC, Mid-Career
… Articles New Paradigms for Corporate Liability ESG and Socially Responsible … Advogados October 14, 2020 20 pages The Covid-19 pandemic is not only a major public health crisis, but the kick-start … employees as “very important” and 32 percent intend to buy from companies that took care of their employees during …
Program Materials
WIlliam Calore, Jennifer Fisher, Kevin O'Brien, Eric Sophir
10/17/2016

Contracting with the US government is subject to a complex set of laws and regulations. This session will address rules and regulations governing intellectual property rights in federal government contracting. A panel of experts will discuss the laws and regulations applicable to funding, licensing, and commercial transactions with the US government. The panel will review myths and misconceptions and provide practical guidance for addressing ownership and control of IP rights under government contractual arrangements.

Resource Details
Source: Meetings
… Sophir October 17, 2016 Contracting with the US government is subject to a complex set of laws and regulations. This … myths and misconceptions and provide practical guidance for addressing ownership and control of IP rights under … Orders that apply to Commercial Item Determinations Better Buying Power 3.0 – April 2015 Remove barriers to commercial …
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