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Program Materials
Frank DeCarlo, Charles DeLeon, Gretchen L. Klebasko
05/21/2013

Why do we have compliance programs and what does it take to make them Effective with a capital “E?” Why do we care? What is the role of in-house counsel in making sure that effectiveness is achieved and delivered? Effective ethics and compliance programs are important both preventatively – to make sure that bad conduct does not occur – and after the fact – to make sure that bad conduct gets addressed so it doesn’t continue and won’t happen again. Moreover, not having an effective program can have disastrous consequences. Come learn how to develop it into much more than a code of conduct gathering dust on the shelf.

… them Effective with a capital “E?” Why do we care? What is the role of in-house counsel in making sure that … at ACC: 202.293.4103, ext. 338; legalresources@acc.com Tuesday, May 21, 2013 3:30 PM – 5:00 PM 800 - Effective … individuals are assigned overall responsibility for the program Reasonable effort must be made to avoid …
Articles
Eversheds Sutherland
10/18/2022
11 pages

Learn about the suggestions by European lawmakers to regulate windfall profits in the electricity markets in the EU and member states.

Resource Details
Region: European Union, Austria, Belgium, Czech Republic, Finland, France, Germany, Hungary, Ireland, Italy, Latvia, Lithuania, Poland, Portugal, Spain, Slovakia, Sweden, Netherlands, United Kingdom
… Netherlands, United Kingdom File eversheds-sutherland.com-EU and Member States plan intervention in electricity … generation technology). The current marginal determinator is electricity generated by gas-fired power plants. This high … states.  This resource was originally published on the website of Eversheds Sutherland  in September 2022. … …
Articles
Shabbi S. Khan, Foley & Lardner
11/03/2015

This article discusses three trending topics that were discussed at the 2015 FOLEY Tech Summit by a few IoT experts.

… 1. IoT will Redefine the Expectations of Privacy Privacy is of utmost concern to consumers and enterprises alike. For consumers, the deployment of IoT devices in their homes … contact Beni Surpin at 858.847.6736 or bsurpin@foley.com. … This article discusses three trending topics that were …
ACC
12/01/2019
1 pages

Want to get involved with ACC? Here's how to contact your local network leaders.

Resource Details
Region: Argentina, Australia, Canada, European Union, Hong Kong, Israel, United States, Singapore
… Construction Supply Co. 205.776.3228 molly.clinton@ramtool.com Arizona Mark Rogers ON Semiconductor Corporation … join as many of them as you like at no additional charge. For more information on the networks’ activities, visit … of the chairs listed here. COMPLIANCE & ETHICS Debra Cheng In transition 301.675.1601 dsc92002@yahoo.com CORPORATE & …
Docket Article
Publication Date: 12/08/2020
If the opportunity to head the legal department at a company that runs one of the most iconic western consumer brands in China didn’t arise last year, Joseph Chan would likely be thinking about how to spend his retirement after a successful career as a partner in a major US law firm.
in a major US law firm. Instead, he says he feels like he is embarking on a new career as chief legal officer of Yum …  (Aug. 2018). ACC HAS MORE MATERIAL ON THIS SUBJECT ON OUR WEBSITE. VISIT  WWW.ACC.COM , WHERE YOU CAN BROWSE OUR RESOURCES BY PRACTICE AREA OR …
Docket Article
Publication Date: 09/01/2015
In the area of mergers and acquisitions, trade secrets can provide unique challenges to the due diligence team evaluating the target company. Regardless of whether a target company has strategically and formally protected these assets, trade secrets are an inevitable part of the sale or purchase of any company, big or small.
… sufficient time to evaluate the asset; however, the seller is wary of disclosing early and divulging confidential … share. Popular brands use trade secrets to create allure for their products. Often imitated, but never duplicated, the … secrets and mitigate potential threats. Create.org and PWC.com, February 2014. … In the area of mergers and …
Articles
Ana C. Shields, Principal, and Christopher M. Valentino, Principal (Jackson Lewis)
09/16/2024

How and when employers respond to employee political speech requires careful legal and practical considerations.

This article discusses the challenges and potential exposure private sector employers face when regulating or responding to employee political speech and content affecting the workplace.

Resource Details
Interest Area: Employment and Labor
Region: United States
… Employers Need to Know About Managing Polarized Workplaces in a Politically Tense Election Year Author Ana C. Shields, … careful legal and practical considerations. Among them is the ever-changing landscape of what could be considered … consider what constitutes political speech or behavior. For example, “political speech” can encompass not only …
Program Materials
Kimberly Otte, Lawrence Vernaglia, David Ellenbogen
10/29/2014

Explore the unique intersection of governance, corporate compliance programs and ethical decision-making in healthcare organizations. Find out how all of that fits within the board of directors’ fiduciary duties. From bioethics to fraud to governance best practices, speakers will reveal how ethics and compliance officers in healthcare organizations can address and prevent ethics lapses and ensure the board discharges its fiduciary duties.

Resource Details
Source: Meetings
Region: United States
… relating to former roles), 1.13 (when the client is an organization) & 5.5 (multi-jurisdictional practice of … March Vision Care, Inc. 3102162303 ggalimi@marchvisioncare.com Faculty: Kimberly Otte Chief Compliance Officer Mayo … on this topic. Presentation Outline: The Outline for the Slide Presentation, and the Outline for the Program …
Articles
Weijing Wu and Chengcheng Zhang
05/11/2015

This Quick Overview explains the federal law requirements for obtaining and maintaining tax-exempt status under Section 501(c)(3) of the United States tax code.

Resource Details
Interest Area: Nonprofit Organizations
Source: Resource Library
Region: United States
Audience: New to In-House, Small Law Departments, Large Law Departments
… Obtaining and Maintaining §501(c)(3) tax exempt Status in the United States Author Weijing Wu and Chengcheng Zhang … This Quick Overview explains the federal law requirements for obtaining and maintaining tax-exempt status under Section … under  §501(c)(3) of the Internal Revenue (IRS) Code is financially beneficial for a nonprofit organization. Not …
Program Materials
Sample Forms, Policies, and Contracts
01/25/2011
69 pages

This presentation includes an overview of process improvement methodologies (including Six Sigma and Lean). Outlines framework for a process improvement project and showcases key tools to create a project charter, assess client requirements, and map a process. From ACC Value Challenge workshop, Legal Service Management, July 2010: www.acc.com/legalservicemanagement

Resource Details
Interest Area: Law Department Management
Source: Resource Library
Region: Global
… (including Six Sigma and Lean). Outlines framework for a process improvement project and showcases key tools to … workshop, Legal Service Management, July 2010: www.acc.com/legalservicemanagement Resource Details Interest Area: … for review Reviewing Departments approve Final version is executed by vendor and by Contracts Administration Paper …
Articles
Terence S. Dobbin, Pierre R. Dagenais, Renee Dankner, Christine Carron, Andres C. Garin, J. David Vincent, James Padwick and Carolyn Boyle
02/01/2007

This issue covers corporate subsidiary governance, litigation privilege, and partial pension wind-ups.

In Canada? By Terence S. Dobbin (tdobbin@ogilvyrenault.com) and Pierre R. Dagenais (pdagenais@ogilvyrenault.com), … of directors facing a bid, creates an environment that is biased toward facilitating shareholder choice and limits … topics can be accessed at the International Law Office website by inputting the five-digit reference number at …
Benchmarking and Research Data
ACC
01/29/2013

Representing 1,104 CLOs and general counsel from 36 countries, the ACC Chief Legal Officers 2013 Survey provides an unbiased and in-depth analysis of the highest ranking lawyers in corporate legal departments—reviewing their top concerns for the past 12 months, today, and into the future, and a prioritization of their business issues.

… corporate legal departments—reviewing their top concerns for the past 12 months, today, and into the future, and a … My Resources … page 1 For more information visit: www.acc.com/CLOsurvey ACC’s Chief Legal Officers (CLO) 2013 Survey … global survey of CLOs, also contains a profile of who is serving in the CLO role today and a snapshot of law …
Articles
Lucy Bassli and Mark Ross
10/18/2016
2 pages

This article provides tips on Legal Process Outsourcing and the future of contracting.

Resource Details
Interest Area: Commercial and Contracts
Source: Resource Library
Region: United States
… Not an ACC Member? Request a trial membership . … For many corporations the traditional staffing model for procurement contract drafting, review and negotiation is based on a method that is both labor-intensive and … Contracting: 4 Tips Mark Ross and Lucy Bassli corpcounsel.com | May 12, 2015 From the Experts &iStock.com/CTRd the …
Articles
Mark Ross and Lucy Bassli
05/12/2015

This article provides 4 tips to follow when dealing with LPO and the future of contracting.

Resource Details
Source: Resource Library
Region: United States
… Not an ACC Member? Request a trial membership . … For many corporations the traditional staffing model for procurement contract drafting, review and negotiation is based on a method that is both labor-intensive and … Contracting: 4 Tips Mark Ross and Lucy Bassli corpcounsel.com | May 12, 2015 From the Experts &iStock.com/CTRd the …
Articles
ACC Staff
04/01/2018

The global phenomenon surrounding the social media hashtag #MeToo has prompted many corporations to take another look at their sexual harassment policies. In a conversation with general counsel in the United States, EMEA, India, and Australia, ACC Docket delves into the law behind the movement, and outlines how legal departments everywhere can prepare for the uncertain road ahead.

Resource Details
Source: ACC Docket
Region: Australia, European Union, India, South Korea, Taiwan, United States
… How can the legal de- partment help? And how should com- panies respond to claims of sexual ha- rassment and all … What happens once we receive a complaint? How promptly is it being investigated? Who is doing the investigation? Is … ACC HAS MORE MATERIAL ON THIS SUBJECT ON OUR WEBSITE. VISIT WWW.ACC.COM, WHERE YOU CAN BROWSE OUR …
Articles
Checklists
Cozen O'Connor
06/27/2024
2 pages

This quick reference guide provides overview of state attorney general enforcement powers and trends.

… to My Resources … State AGs 101 An attorney general (AG) is the state’s chief legal officer and an independent … - Engage early to focus scope of inquiry. • Calibrate for the AG’s unique statutory powers and obligations. - … to subscribe to The State AG Report at www.stateAGreport.com For even more information about the important influence …
Articles
James A. Nortz
01/01/2020
2 pages

Regardless of whether your company has expressly adopted one or more of the Core Moral Values, it is vital that you and your leaders strive to create a work environment that is fair, respectful, compassionate, honest, and responsible.

Resource Details
Interest Area: Compliance and Ethics
Region: United States
1 person found this helpful.
… expressly adopted one or more of the Core Moral Values, it is vital that you and your leaders strive to create a work … . … Harness the Power of the 5 Core Moral Values For decades now, compliance and ethics profes- sionals, and … of acting as a “North Star” to help employees navigate a com- plex moral landscape and make ethical choices even in
Articles
William E. Grob, Andrew B. Levin, and Zachary V. Zagger (Ogletree Deakins)
05/20/2024
6 pages

There is an increasing number of reality television shows on cable and streaming providers, making it more and more likely that employers will be confronted with the “reality” of employees seeking to be cast or asked to appear on a show and whether employers should permit such an appearance.

… V. Zagger (Ogletree Deakins) May 20, 2024 6 pages There is an increasing number of reality television shows on cable … With Employees on Reality TV Shows https://ogletree.com/people/william-e-grob … appearance. This resource was originally published on the website of Ogletree Deakins on November 14, 2023. … William …
Articles
Guo Sun Lee, Partner, and Jingjing Jiang, Partner, King & Wood Mallesons
03/09/2021
6 pages

In light of the news that 2020 has been an exciting year for Hong Kong’s asset and wealth management industry, this article provides an overview of the of a recent proposal issued by the Hong Kong government’s Financial Service and The Treasury Bureau. This proposal provides a framework and procedures involves in the redomiciling process of an offshore fund to Hong Kong.

Resource Details
Interest Area: Financial Services
Region: Hong Kong
Audience: Deputy GC, Mid-Career
In light of the news that 2020 has been an exciting year for Hong Kong’s asset and wealth management industry, this … – Hong Kong’s fund re-domiciliation proposal This article is written by Guosun Lee, Jingjing Jiang, Florence Lau and … Hong Kong’s fund re-domiciliation proposal https://www.kwm.com/en https://www.kwm.com/en/hk/knowledge/insights …
Articles
Matthew Burt, Associate and Daniel Anthony, Counsel, Smart & Biggar LLP
12/15/2020

In today’s globalized society, it is increasingly common for businesses to litigate disputes across international borders. This raises the potential hurdle of a judgment issuing in one jurisdiction, while the assets of the debtor are located in another jurisdiction. Canada is generally considered a cooperative jurisdiction in which to enforce a judgment. This article explains how to enforce foreign judgments against assets in Canada.

Resource Details
Region: Canada
Audience: Deputy GC, Mid-Career, New to In-House, CLO / GC
… Articles Enforcing Foreign Judgments in Canada Author Matthew Burt, Associate and Daniel Anthony, … LLP December 15, 2020 In today’s globalized society, it is increasingly common for businesses to litigate disputes across international …
Articles
Law Department Management and Small Law Department eGroups
01/30/2023

This Wisdom of the Crowd (ACC member discussion) addresses concerns and tips for managing attorney-client privilege in an open office environment, under US law. This resource was compiled from questions and responses posted on the forum of the Law Department Management and Small Law Department ACC Networks.

Resource Details
Interest Area: Compliance and Ethics
Source: Resource Library
Region: United States
… Crowd (ACC member discussion) addresses concerns and tips for managing attorney-client privilege in an open office … in an Open Office Environment   Question: My company is engaging in some space planning that may involve … a space when it's needed - their files and team are all online) or who share a space (office or cubicle) with another …
Articles
Silvia de Sousa, Thompson Dorfman Sweatman LLP
10/03/2014

This guide presents key items to keep in mind when doing business in Manitoba.

Resource Details
Source: Resource Library
Region: Canada
… or 855.483.7529 (Toll-Free) F: 204.934.0592 E: svd@tdslaw.com www.tdslaw.com/svd Page 2 of 23 TABLE OF CONTENTS TABLE … Lexpert as leaders in their respective practice areas. TDS is the exclusive member firm in Manitoba for Lex Mundi – the … refer to the Knowledge and Capabilities section of our website. Acumen Corporate Development Inc. (“Acumen”), a …
Articles
Lex Mundi
01/11/2017
32 pages

In this guide, explore fundamental elements such as the regulatory body, registration and exemption requirements, securities marketing regulations, sponsor or agent engagement requirements as well as any disclosure requirements and relevant considerations when dealing with the diverse mix of societies, cultures and economies within the Asia/Pacific region.

Resource Details
Source: Resource Library
Region: Cambodia, Indonesia, Laos, Malaysia, Myanmar, Philippines, Singapore, Thailand, Vietnam
… Regulations for Cross-Border Security Offerings Lex Mundi is World Ready for Your Opportunities and Challenges in Asia … Offerings Cambodia Desmond Wee - desmond.wee@rajahtann.com Rajah & Tann Singapore LLP Member Firm for Singapore with … from offshore electronically or by granting access to a website maintained offshore. 27 Selling restrictions …
Articles
Robert L. Miller and Reginald C. Govan
03/01/2003

If an employee is injured or injures another person as a result of consuming alcohol at an employer-sponsored event, the employer may face liability claims. Read this article to learn how you can minimize your company's potential liability.

Resource Details
Source: ACC Docket
Region: United States
… Miller and Reginald C. Govan March 1, 2003 If an employee is injured or injures another person as a result of consuming … work, a refinery employee and nine of his coworkers headed for the picnic area to celebrate his promotion. Consistent … Chapter. He is available at Robert Miller@freddiemac.com. Reginald C. Govan is associate general counsel at …
Docket Article
Publication Date: 09/01/2017
As McGrath describes it, his entrance to the in-house side of the legal profession was a result of “being in the right place at the right time.”
… you ask anyone in the world what the golden age of music is, the answer should be unanimous: It’s happening right now. … of music, modern technology has made it easier than ever for the general public to listen to and interact with music … in how the end user interacts with Reservoir’s content online. As a result, McGrath is increasingly called on to …
Articles
Dentons
07/15/2022
4 pages

Learn about highlights of the Federal Republic of Nigeria's Money Laundering Act 2022, which expands and strengthens the 2011 Act combating money laundering.

… the existing legal and institutional framework for combating and preventing Money Laundering. Notable … on behalf of its customers6. A politically exposed person is defined by the Act to include individuals who are or have … This resource was originally published June 6, 2022 on the website of Dentons . … Dentons … Learn about highlights of …
Articles
CMS
11/08/2022
4 pages

Learn about the Measures for Cybersecurity Reviews adopted by Chinese authorities, which took effect on 15 February 2022.

… Articles PRC Promulgated Measures for Cybersecurity Reviews (CMS) Author CMS November 8, 2022 4 … scope of a cybersecurity review under the Old Measures is limited to a CIIO's procurement of any network product or … 2022. This resource was originally published on the website of  CMS  on January 28, 2022. … CMS … Learn about the …
Benchmarking and Research Data
ACC
05/01/2018
15 pages

Cybersecurity touches every aspect of global consumer and corporate culture today. Preventing, preparing for, and responding to data breaches in real time is a chief concern for individuals, corporate leaders, and government regulators. Download the 2018 ACC Foundation: the State of Cybersecurity Report, underwritten by Ballard Spahr LLP, and learn what more than 600 corporate counsel say about their cybersecurity experiences, role, and practices.

Resource Details
Source: Resource Library
Region: Global
for, and responding to data breaches in real time is a chief concern for individuals, corporate leaders, and … Report 2018 ACC Chief Legal Officers 2014 Survey 3 www.acc.com/surveys ACC FOUNDATION: STATE OF CYBERSECURITY REPORT … policy Social media policy Document retention policy Website privacy policy Employee manual acceptance policy …
Sample Forms, Policies, and Contracts
05/28/2017

This is a sample human resources handbook.

Resource Details
Source: Resource Library
Region: United States
… and Contracts Human Resources Handbook May 28, 2017 This is a sample human resources handbook. Resource Details … have the right to end the employment relationship, for any reason, at any time, with or without cause, and with … our Code of Business Conduct and Ethics is located on our website at [WEBSITE HYPERLINK]. Contact the Chief Financial …
Articles
Gary L. Holmen - senior corporate counsel, Farmers Group, Inc.; Joseph A. Krock - vice president, Micronomics, LLC
05/01/2008

This article describes three principles: strategy, experience, and teamwork (SET). While aiding you in framing the oncoming issues, each element builds upon and is influenced by the next.

… framing the oncoming issues, each element builds upon and is influenced by the next. Resource Details Interest Area: … eight years ago as Farmers Insurance was readying itself for the oncoming damages phase of the Bell v. Farmers … law. He can be contacted at gary.holmen@ farmersinsurance.com. JoSepH a. KroCK, phD is a vice president and leads the …
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