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Checklists
Latham & Watkins LLP
01/24/2024
2 pages

This quick reference guide provides a list of Form 8-K Filing Events to be reported. It also includes Securities and Exchange Commission filing and staleness dates for 2024.

Resource Details
Region: United States
… and Exchange Commission filing and staleness dates for 2024. Resource Details Interest Area: Corporate, … arrangements are excluded from 1.01 and covered in 5.02) 1.01 Entry into a Material Definitive Agreement ▪ … course of business ▪ Applies even if the registrant is not a party to the transaction ▪ Exemption if securities …
Program Materials
Samuel David Cheris, Sara Hall, and Timothy Phillips
10/28/2013

This program identifies key considerations for providing legal advice to business clients in nonprofit organizations. It is important for business clients to understand that a not-for-profit designation does not mean that the organization should behave differently than a for-profit company. Additionally, when counseling business clients, in-house attorneys may need to assist them in seeing the "little" picture. Areas covered will include: risks associated with receipt of donated goods, services and real estate; conducting due diligence analysis of vendors/suppliers; brand/intellectual property protection; and costs and risks associated with new ventures or risky activities.

… 28, 2013 This program identifies key considerations for providing legal advice to business clients in nonprofit organizations. It is important for business clients to understand that a … to ACC’s Legal Resources Department at legalresources@acc.com Monday, October 28 11:00 AM - 12:30 PM 210: How to …
Articles
Quisumbing Torres
04/22/2013

This material covers the typical issues that foreign investors face in the Philippines, such as foreign investment rules, taxes, trade transactions, and litigation matters.

Resource Details
Source: Resource Library
Region: Philippines
… Quisumbing Torres to provide general information only. It is not offered as advice on any particular matter, whether it … For further information, please visit the DFA’s website at www.dfa.gov.ph. Quisumbing Torres 34 Doing … in a just, equitable, and speedy manner. www.bakermckenzie.com ©2012 Quisumbing Torres. All rights reserved. Quisumbing …
Articles
05/19/2015

This article is a case law pertaining to trademarks.

Resource Details
Interest Area: Intellectual Property
Source: Resource Library
… Fasteners ET AL., ET AL. May 18, 2015 This article is a case law pertaining to trademarks. Resource Details … but  has  been prepared  by  the  Reporter  of Decisions  for  the  convenience  of  the  reader.  See United States v. … products,  and  consumers  sometimes  call  the  wrong  com- pany to place orders.  …
Program Materials
Don DeGabrielle, Kathleen Lavoy, Daniel Pickelner, Kenneth Schoenholz
04/08/2014

Review key provisions of the FCPA, UK Bribery Act, CFPOA, OECD, Brazil’s anticorruption law and others; highlight the extraterritoriality of each regulation and the impact on global businesses, incorporating recent enforcement actions; explore the local responsiveness vs. global efficiency debate, and how cultural norms impact the effectiveness of corporate compliance programs; and Discuss practical approaches to understanding and mitigating risks. (Topics of interest may include screening suppliers, distributors and agents, and drafting, maintaining and enforcing contractual provisions.)

Resource Details
Interest Area: Compliance and Ethics
Source: Meetings
Region: United States
… Training Program April 7-8, Austin, TX This material is protected by copyright. Copyright © 2014 various authors … to ACC’s Legal Resources Department at legalresources@acc.com         Tuesday, April 8 1:15 PM - 2:45 PM 700: A … of the SFO to dealing with overseas corruption’ on the SFO website). The commercial organisation’s willingness to …
… ACC Member Benefits ACC is an organization dedicated to the in-house practice. This … facing the same challenges as you. Join unlimited networks for free as a member. Member Directory Find other members … unlocks unlimited FREE CLE/CPD credit on eligible LIVE online courses and one FREE CLE/CPD On-Demand program each …
Docket Article
Publication Date: 12/23/2020
Collaboration is also the lynchpin of creating an effective compliance and ethics program and culture of compliance. Technology can play a huge role in building that culture.
… Greg Stern Publication Date: 12/23/2020 Collaboration is also the lynchpin of creating an effective compliance and … any corporation compliance program “is adequately designed for maximum effectiveness in preventing and detecting … in which the tone from the top was clear that the online training courses were a necessary evil, to be …
Program Materials
06/06/2017

Preparing for different types of investigations, such as civil, criminal, or administrative.

Resource Details
Source: Meetings
Audience: Legal Operations
… Program Materials Preparing for Different Types of Investigations June 6, 2017 Preparing … now about privilege considerations – Face to face or phone is best- Email/IM should be secondary – Document strategy … investigation (2015) http://www.nortonrosefulbright.com/knowledge/publications/132268/an …
Articles
Latham & Watkins LLP
01/11/2021
22 pages

Followers of the financial press will not have failed to note the prominence of Environmental, Social, and Governance (ESG) developments in recent years, whether through regulatory proposals, statements from asset managers concerning ESG, or industry/sector changes. As such, much has been written about the movement away from a shareholder economy toward a stakeholder economy, and the need to “build back better” as part of COVID-19 economic renewal packages.

Resource Details
Region: United States
… • Risks associated with ESG litigation • A taxonomy for ESG litigation (which is not intended to be a definitive taxonomy, but rather to … Paul A. Davies Partner T +44.20.7710.4664 E paul.davies@lw.com Colleen C. Smith Partner T +1.858.523.3985 E …
Advocacy Filings
Amar Sarwal, Wendy Ackerman, Association of Corporate Counsel
09/12/2014
39 pages

Schaeffler v. United States, Brief for Amicus Curiae, Association of Corporate Counsel in support of Petitioners-Appellants

Resource Details
Interest Area: Compliance and Ethics
Source: Resource Library
Region: United States
… Advocacy Filings Brief for Amicus Curiae, Association of Corporate Counsel in … amicus Association of Corporate Counsel states that it is a non-profit corporation registered under the laws of … Suite 200 Washington, DC 20036 (202) 293-4103 sarwal@acc.com w.ackerman@acc.com Counsel for Amicus Curiae Association …
Checklists
Casco-Fortin, Cruz & Asociados - A Meritas Firm
03/01/2012

This publication has been prepared to provide an overview to foreign investors and business people who have an interest in doing business in Honduras.

… and the Caribbean. The material in this publication is intended to provide general information only and not legal … CASCO-FORTIN, CRUZ & ASOCIADOS TEGUCIGALPA | WWW.CASCOLAW.COM 253 HONDURAS Honduras, in the north-central part of … tourism and a growing maquila industry (clothing-assembly for re-export of textiles and apparel). Honduras also has …
Sample Forms, Policies, and Contracts
INTERNET INITIATIVE JAPAN, LTD. and IIJ AMERICA, INC.
03/25/2004

An agreement providing for the delivery of services between Japanese and American corporations. Provides for term of agreement, service fees, relationship of the parties, breach or default, risk and liability, confidentiality, prohibition of assignments, and other general considerations.

Resource Details
Interest Area: Commercial and Contracts
Source: Resource Library
Region: Japan, United States
… IIJ AMERICA, INC. March 24, 2004 An agreement providing for the delivery of services between Japanese and American … <PAGE> Exhibit 4.21 SERVICES AGREEMENT THIS AGREEMENT is made as of January 1, 2004. BETWEEN: Internet Initiative … and existing under the laws of the State of California, in the United States of America, located at 1211 Avenue of …
Advocacy Filings
10/26/2018

12.21.17 CLO Sign-on to California Bar

Resource Details
Source: Resource Library
in-house counsel from providing pro bono services. This is a historic opportunity to empower all in-house lawyers to … there is an estimated 7,500 individuals eligible for legal aid per legal aid lawyer. Impact of Current … Amy Weaver President, Legal & General Counsel Salesforce.com, Inc. Shanti Ariker SVP, General Counsel & Chief of Staff …
Sample Forms, Policies, and Contracts
01/01/2014

Alternative Fee Arrangements ("AFAs") are increasingly becoming an effective tool for in-house legal departments to use in lowering outside legal spending and adding some predictability to anticipated costs on a given matter.

Resource Details
Interest Area: Law Department Management
Source: Resource Library
Region: United States
… ("AFAs") are increasingly becoming an effective tool for in-house legal departments to use in lowering outside legal … the outcome of a matter in appropriate circumstances. This is why AFAs are an important element included in the Model …
Docket Article
Publication Date: 12/07/2020
What a year it has been! We have seen a series of events and any one of them would be history-making: a presidential impeachment trial, devastating wildfires, a worldwide pandemic, national protests, lockdowns, quarantines, the postponement of the Olympics, and cancelations of annual events that even world wars did not affect. Allow me to share with you some good news from this year.
… wars did not affect. If I were to pick a word of the year for 2020, “UNPRECEDENTED” seems appropriate. After months of … , echoes my longing: There’s a local paper rolled up in a rubber band One more sad story’s one more than I can … Finally, let me tell you about  Lonnie Bedwell . Lonnie is a Navy veteran who lost his sight in a hunting accident in
Docket Article
Publication Date: 01/05/2021
Capital One Assistant GC Alana St. Aude stays positive by starting her workday with a virtual group fitness class. Read more for a glimpse into her typical day during the pandemic.
… Docket Article Day in the Life: Alana C. St. Aude Alana C. St. Aude Publication … her workday with a virtual group fitness class. Read more for a glimpse into her typical day during the pandemic. … workday. The Journal podcast by the Wall Street Journal is another favorite of mine. Listening to a podcast while I …
Advocacy Filings
ACC
10/22/2007

ACC's International Practice Almanac (IPA) is a unique and incredibly valuable tool, providing you with guidance on the crucial questions you need to answer before engaging in or retaining legal services in countries around the globe. Search the rules of practice, professional responsibility, bar regulation and privilege protection by country. IPA covers the regulation of the practice of law in these countries, including the US states and territories, the provinces of Canada, the member states of the EU, and a number of Asian/Pacific Rim jurisdictions.

… 21, 2007 ACC's International Practice Almanac (IPA) is a unique and incredibly valuable tool, providing you with … Counsel (ACC): for more information go to www.acc.com August 2006 Page 1 of 23 WASHINGTON DC WASHINGTON DC … pertaining to the D.C. Bar is available at the D.C. Bar website at: www.dcbar.org. WASHINGTON DC INTERNATIONAL …
Articles
Latham & Watkins LLP
01/11/2021
7 pages

The enforcement actions provide early clues on how the SEC’s “risk-based data analytics” may flag public companies for investigation.

Resource Details
Region: United States
… “risk-based data analytics” may flag public companies for investigation. Resource Details Interest Area: Corporate, … at issue in the settled orders suggest the SEC is using the EPS Initiative to develop cases under a theory … Initiative is in line with the Enforcement https://www.lw.com/practices/SecuritiesLitigationandProfessionalLiability …
Articles
Carolina Dackö, Partner and Lucas Jonsson, Partner, Mannheimer Swartling
08/03/2020
6 pages

This article examines how the Chinese National Intelligence Law (“NIL") applies differently to Chinese parent companies compared to companies owned by non-Chinese parent companies.

Resource Details
Interest Area: Government
Region: China, Hong Kong, Global
… Law to Chinese and non-Chinese Entities this report is not construed to interpret nil under the chinese domestic … to companies owned by a Chinese parent company compared to com- panies owned by a non-Chinese parent company. The … a parent company in China (“Chinese Group”). Conversely, for a multinational group with a parent company outside of …
Advocacy Filings
06/14/2018

In Re Wheaton - ACC amicus

Resource Details
Source: Resource Library
… si m ile ) JOHN K. LY (SBN 247477) Email: jly@lianglyllp.com JASON L. LIANG (SBN 251235) Email: jliang@lianglyllp.com … (202) 677-4775 Facsimile: (202) 293-4701 Attorneys for Amicus Association of Corporate Counsel UNITED STATES … and broad discretion, this proposed amicus curiae brief is filed with an accompanying Application for Leave to File …
Articles
Lawrence E. Buterman, Paul A. Davies, Kelly Fayne, Sarah E. Fortt, Joshua N. Holian, Betty M. Huber, Charlie Beller, Rebecca Frumento, Austin J. Pierce
05/19/2023
6 pages

A recent letter from 21 state Attorneys General to various asset managers demonstrates a focus on using antitrust and unfair competition laws to oppose ESG efforts. In this Client Alert, Latham & Watkins attorneys review the major enforcer and congressional statements over the past year that have raised antitrust and competition concerns with ESG initiatives; analyze how the AG Letter reflects a refinement of theories of harm under state and federal competition laws; and provide guidance to entities implementing ESG policies on how to minimize legal risks.

Resource Details
Region: Global
Audience: Mid-Career, New to In-House, Small Law Departments, Large Law Departments
… action have been a background part of the ESG discussion for some time. A recent letter issued by 21 State AGs (the AG … policies on how to minimize legal risks. https://www.lw.com/en/practices/environmental-social-and-governance … Attorney General Jonathan Kanter confirmed that there is no exemption that would permit collusive activities within …
Benchmarking and Research Data
ACC Research
06/13/2017
9 pages

Based on responses from 1,800 in-house counsel in 53 countries, the 2017 ACC In-house Trends Report covers trending topics such as the inside-outside counsel relationship, career mobility, professional development, department resource allocation, cybersecurity, professional privilege, and more.

… industry and six regional profiles. By in-house counsel, for in-house counsel® Trends ACC In-House Global … perspectives: report 2017 ACC Trends Report 1www.acc.com/surveys TABLE OF CONTENTS EXECUTIVE SUMMARY 4 KEY … timeframe? (A formal professional development plan is a set of written goals with steps to achieve those goals …
… 2020 Year in Review The year 2020 was an eventful one, to say the … Disclaimer Australian Contract Law Top Ten Steps for Effective Contract Management  Issues Enforcing … Summit. Registration for the 2021 event, March 2-4, is now open.  Research Highlights:  The 2020 State of Cyber …
… Why Climate Change is a Legal Responsibility Learn More about ACC's Seat at the … President and A4S Executive Chair Discuss Sustainability In the article "Why Climate Change is a Legal … and CEO Veta T. Richardson and Prince's Accounting for Sustainability Project (A4S) Executive Chair Jessica …
… Quick Links for Chapter Leaders The content available within these Volunteer Leader pages is vast indeed! To better access this wealth of knowledge, … shortcuts to help chapter leaders access information that is worth the discovery, but not always easy to find. Return …
… Compensation Data for Your Department Company-sourced compensation benchmarking … incentive amounts, and total cash compensation. The data is segmented across six demographic segments where sufficient … we allow for the data to be reported for all positions in the legal department (rather than having individuals …
Docket Article
Publication Date: 06/07/2023
Flex’s Senior Vice President and Deputy General Counsel Heather Childress shares 5 lessons on maintaining composure as a leader through times of crisis. #ACCDocket #inhouse
… Details … Banner artwork by VectorMine / Shutterstock.com "Fight for the things that you care about, but do it in a way that … Ruth Bader Ginsburg This quote, by Ruth Bader Ginsburg, is my guiding principle whenever I am faced with crises or …
Docket Article
Publication Date: 06/08/2023
Dive into the intriguing world of GenAI, a game-changer for legal practices, its promises and pitfalls, and how to navigate this revolution. #GenAI #ACCDocket #inhouse
… Docket Article Tech Toolbox: Implications of Generative AI for Law Departments, Part 2 Greg Stern Publication Date: … ACC Docket … Banner artwork by Beautrium / Shutterstock.com Cheat Sheet Master of mimicry . GenAI, an AI tool, mimics … tutoring and real-time translation. All right. So, is GenAI just a fancy computerized parrot that has been …
Docket Article
Publication Date: 07/12/2023
There are precautions in-house counsel can make to prepare the nonprofit board and leadership for an international internal investigation. #ACCDocket #inhouse #nonprofit
… Docket Article 5 Considerations for Nonprofits in International Internal Investigations Anita … ACC Docket … Banner artwork by lusia83 / Shutterstock.com Internal investigations involving activities outside the … strong working knowledge of English if the local language is not one that in-house counsel speaks. “Lost in
Docket Article
Publication Date: 06/13/2023
How should legal departments step up to tackle data governance, compliance, and the growing need for dedicated legal data teams? Legal Tech columnist Olga Mack has a few suggestions. #LegalTech #DataGovernance #ACC #ACCDocket
… tackle data governance, compliance, and the growing need for dedicated legal data teams? Legal Tech columnist Olga … ACC Docket … Banner artwork by ArtHead / Shutterstock.com I recently spoke with a friend, let’s call her Sarah, a … data governance and compliance roles.  The digital age is driving lawyers directly into the data governance and …
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