This program originally aired on September 20, 2022. Please note that the on-demand format of this program is not eligible for CLE/CPD credit.
In September 2016, Och-Ziff, one of the world's largest publicly-traded asset managers, settled a long running DOJ and SEC investigation into corrupt dealings in private equity investments in several African countries. Six years later, this case still has valuable compliance program insights for the financial services industry, especially industry participants operating in or looking to enter emerging markets. This ACC Webcast will review the transactions with a focus on lessons learned for financial services and what went right and what went wrong from diligence and compliance perspectives.
This panel will feature the following speakers:
Managing Director, Legal, Compliance & Tax in New York Apollo (Bio) |
This paper analyses three major banking crises over the past two decades to explain, on the basis of evidence, why restructuring systemic banks’ balance sheets is the most effective approach when bailing-out a banking system in Hong Kong.
When corruption or other potential wrongdoing comes to light, in-house counsel are typically called upon to manage and direct their company's response. In this session, contestants" selected from the audience will play a version of the game show “Who Wants to be a Millionaire.” Contestants will be asked multiple-choice questions of increasing difficulty related to the principal stages and elements of a company's response to the discovery of potential wrongdoing. The audience will be encouraged to participate to assist contestants. A panel of experienced outside and in-house counsel will comment on and discuss each of the answers given by contestants and the audience, identifying best practices and pitfalls to avoid.
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