This program originally aired on September 20, 2022. Please note that the on-demand format of this program is not eligible for CLE/CPD credit.
In September 2016, Och-Ziff, one of the world's largest publicly-traded asset managers, settled a long running DOJ and SEC investigation into corrupt dealings in private equity investments in several African countries. Six years later, this case still has valuable compliance program insights for the financial services industry, especially industry participants operating in or looking to enter emerging markets. This ACC Webcast will review the transactions with a focus on lessons learned for financial services and what went right and what went wrong from diligence and compliance perspectives.
This panel will feature the following speakers:
Managing Director, Legal, Compliance & Tax in New York Apollo (Bio) |
This on-demand program offers CLE in over 60 jurisdictions. Please see the bottom of the program description for additional details:
Original Air Date: Tuesday, July 20, 2021
There's no exception for the level of challenges facing most organizations regarding information security and data transfers. Hear from our panel team as they identify and review data security issues that can arise, and determine how to assess the risks of your data privacy and information security protocols. In this session, you will:
Speakers:
Jason Gerson
Privacy Counsel
TerraTrue
Bio
Rustam Juma
General Counsel and Corporate Secretary
Eckler Ltd.
Bio
Jessica Retka
Corporate Counsel
Deltek, Inc.
Bio
CLE/CPD CREDIT PROVIDED BY ACC:
US: *Alaska, Arkansas *Arizona, *California, *Connecticut, *District of Columbia, Delaware, Georgia, *Hawaii, Illinois, Indiana, Kansas, Louisiana, Maine, *Maryland, *Massachusetts, *Michigan, Missouri, Minnesota, *Montana, *New Hampshire, *New Jersey, New Mexico, *New York, *North Dakota, Ohio, Pennsylvania, South Carolina, *South Dakota, Tennessee, Texas, Vermont, Virginia, and Washington.â¯â¯
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Canada: Alberta, British Columbia, *Manitoba, Newfoundland & Labrador, Nova Scotia, NW Territories, Ontario (for Ethics credit), Prince Edward Island, Quebec, Yukonâ¯â¯
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*Indicates that CLE/CPD credit is available by virtue of reciprocity with another jurisdiction.
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CLE/CPD AVAILABLE TO ATTENDEES VIA SELF-FILING:
US: Alabama, Colorado, Florida, Idaho, Iowa, Kentucky, Maine, Mississippi, Nebraska, Nevada, North Carolina, Oklahoma, Oregon, Puerto Rico, Rhode Island, Utah, West Virginia, Wisconsin, Wyomingâ¯
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CLE/CPD CREDIT NOT AVAILABLE:
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Canada: New Brunswick, Nunavut, Saskatchewanâ¯â¯
This paper analyses three major banking crises over the past two decades to explain, on the basis of evidence, why restructuring systemic banks’ balance sheets is the most effective approach when bailing-out a banking system in Hong Kong.
When your company is involved in an M&A transaction, it is easy to focus on the typical labor issues that come about, like collective bargaining agreements, pensions,and the WARN Act. However, in-house counsel need to concern themselves with the impact that coemployment can have on the transaction, considering the fact that leased employees are not normally regarded as "employees" during the M&A process.
This is a sample employment agreement between the company and its executive related to the state of Delaware.
When a company hires an employee away from a competitor, alarms are likely to go off for the in-house counsel. The new employee may be on the up and up, but what happens if your competitor claims that they stole confidential, proprietary, and trade secret information––transferring it all through their email––and are now subpoenaing your company’s computers? Technological advances have made the transferring of such data easy for employees who move around so frequently and in-house attorneys need to know how to respond while protecting their company’s own confidential information.
In our annual review of the topics shaping governance today, we consider the ideas that will trend in boardrooms across Canada for months and years ahead. The dominant theme in Davies Governance Insights 2012 is the ability of the shareholder to take control of the governance agenda. In the Power and Influence of Canadian Shareholders, we look at three very different situations in which shareholders succeeded in their demands for governance change. <br /><br />In Boards Seek Fairness for All Shareholders, we describe the TELUS response to empty voting and the trend among mining companies to adopt advance notice bylaws. Both reflect the efforts of boards to resist shareholder actions that do not benefit all shareholders. In Shareholder Democracy Movement Continues we consider the status of majority voting and say on pay and Focus on the Integrity of the Shareholder Vote Intensifies brings up to date developments in the very important, if complex, area of the proxy voting system in Canada. Challenges in Overseeing Operations in Emerging Markets sets out the most important challenges demanding the attention of boards and management teams of issuers with operations in emerging markets. We end our review with a catalogue of the most recent developments in governance standards under New Governance Guidelines, Criteria and Rankings.
This list includes key points to consider when preparing for and managing an OSHA inspection.
This is a sample working document on Frequently Asked Questions (FAQs) related to Binding Corporate Rules.
This is a sample model content license and linking agreement.
This article profiles Syeda Raza, who joined Host International, Inc., in August 2005, initially overseeing HR/ employment compliance, and, later, employment claims and international compliance. In this role she provided advice and counsel to all groups within HR including benefits, compensation, risk management, payroll, loss prevention and employee relations. In 2012, Syeda’s role expanded to include oversight of all litigation. In her current role as vice president and associate general counsel, litigation and international compliance, Syeda oversees and manages all aspects of litigation company-wide and also oversees the company’s FCPA compliance program worldwide.
In-house counsel managing litigation should understand the recent amendments and the logic behind the new amendments to the FRCP.
Proposal for Revising Department of Justice Attorney-Client Privilege and Work Product Doctrine Waiver Policy
This article explores the legal issues posed by AI and deepfakes in the entertainment industry.
This is a sample severance agreement setting out the terms of the benefits provided by the employer in exchange for claims relinquished by the departing employee.
The article provides a summary of seven United Kingdom bills that seeks to provide for new employment rights.
This is a sample computer use, wireless device and security policy.
Panama is a premier location. Whether traveling on commercial flights or by cruise ship, it is easily accessible to visitors from all over the world. A tax system that supports business start-ups and ship registrations makes the country especially attractive to foreign businesses.
An overview of the government procurement and tender laws and regulations in Israel.
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