This program originally aired on September 20, 2022. Please note that the on-demand format of this program is not eligible for CLE/CPD credit.
In September 2016, Och-Ziff, one of the world's largest publicly-traded asset managers, settled a long running DOJ and SEC investigation into corrupt dealings in private equity investments in several African countries. Six years later, this case still has valuable compliance program insights for the financial services industry, especially industry participants operating in or looking to enter emerging markets. This ACC Webcast will review the transactions with a focus on lessons learned for financial services and what went right and what went wrong from diligence and compliance perspectives.
This panel will feature the following speakers:
Managing Director, Legal, Compliance & Tax in New York Apollo (Bio) |
An IP bulletin from McDermott Will & Emery on patents in an international setting.
This is a sample non-compete agreement between two corporations where one corporation is a publisher.
This is a sample working document on Frequently Asked Questions (FAQs) related to Binding Corporate Rules.
This article profiles Syeda Raza, who joined Host International, Inc., in August 2005, initially overseeing HR/ employment compliance, and, later, employment claims and international compliance. In this role she provided advice and counsel to all groups within HR including benefits, compensation, risk management, payroll, loss prevention and employee relations. In 2012, Syeda’s role expanded to include oversight of all litigation. In her current role as vice president and associate general counsel, litigation and international compliance, Syeda oversees and manages all aspects of litigation company-wide and also oversees the company’s FCPA compliance program worldwide.
Proposal for Revising Department of Justice Attorney-Client Privilege and Work Product Doctrine Waiver Policy
This article explores the legal issues posed by AI and deepfakes in the entertainment industry.
This is a sample computer use, wireless device and security policy.
An overview of the government procurement and tender laws and regulations in Israel.
This Wisdom of the Crowd was compiled from the questions and responses posted on the Litigation eGroup addresses the definition of confidential information in a Non-Disclosure Agreement.
This is a sample HIPAA policy.
A brief dealing with the question of the constitutionality of reciprocity provisions.
The first step in creating an effective ethics and compliance program is to evaluate and understand your organization and the specific risks faced by that organization. One size does not fit all; a compliance program should be industry and company specific. Conducting a risk assessment is essential to understanding a company’s compliance needs and priorities. This session will explore the roles, resources and fundamentals necessary to develop, implement and lead an effective risk management process. Panelists will also discuss outcomes and actions based upon the results of the risk assessment process.
This is a sample company code of conduct and ethics policy.
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