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Sample Forms, Policies, and Contracts
SEC
04/18/2013

This agreement arises out of an investigation by the Division of Enforcement ("Division") of the United States Securities and Exchange Commission ("Commission") into possible violations of the Foreign Corrupt Practices Act and books and records and internal controls provisions of the federal securities laws by Ralph Lauren Corporation ("Respondent") from approximately 2005 through 2009 ("Investigation").

Resource Details
Interest Area: Compliance and Ethics
Source: Resource Library
Region: United States
… laws of Delaware, agrees to cooperate fully and truthfully in the Investigation and any other related enforcement … litigation or proceeding to which the Commission is a party (the "Proceedings"), regardless of the time period … to do so by the Division's staff, at its expense, for interviews and the provision of testimony in the …
Program Materials
Nick Holland, Partner, Field Fisher Waterhouse LLP; Adelaide Deleplanque, Vice President and Group Privacy Officer, Liberty Global Inc.; and Demetrios Eleftheriou, Senior Counsel - Privacy and Data Security, EMC Corp.
06/26/2013

A broad overview of EU data protection regulation, impact on business, application to cloud computing, and related contractual provisions.

Resource Details
Source: Meetings
Region: European Union
… the World 4 Source: Nymity Inc. December 2012 www.nymity.com 5 Data Privacy – A Significant Concern Globally • US – … orgs or those with <250 employees – warnings for first offence, where non-deliberate contravention • 250K … • Hypo – Customer in the EU – Cloud Provider in the US – Is Encrypted Data Personal Data? – Default Key vs …
Articles
05/22/2015

This article addresses how institutions have increasingly become alarmed at the vulnerability of their data to unauthorized disclosure driven by an employee’s desire to cash-in through a multimillion-dollar whistleblower award.

… just such an enforcement action, fining a company $125,000 for using confidenti- ality agreements whose language might … Civil Enforcement Expert Analysis richard StraSSberg is a partner and chair of the white collar crime and … assisted in the preparation of this article. www. NYLJ.com By Richard Strassberg And William Harrington Two recent …
Articles
Gary D. Cohen - Executive Vice President, General Counsel, and Secretary, Finish Line, Inc.
10/26/2007

Read our interview with ACC Board Member, Gary Cohen, on his best practices and techniques for using the talent around us, both in-house and outside, and using the best legal practices of others.

… Member, Gary Cohen, on his best practices and techniques for using the talent around us, both in-house and outside, … and be an expert on a variety of legal issues. It is virtually impossible to know everything, and attempting to … member since 1997. he can be reached at gcohen@ finishline.com. Tips & Insights: Best Practices with Gary D. Cohen 95ACC …
Articles
Jeanine P. McGuinness, Partner, International Trade & Compliance, FCPA& Anti–Corruption, Matthew Moses
Partner, White Collar, Investigations, Securities Litigation & Compliance, FCPA & Anti–Corruption, Daniel Nathan
Partner, White Collar, Investigations, Securities Litigation & Compliance, Financial Services Litigation, Amy Walsh
Partner, White Collar, Investigations, Securities Litigation & Compliance, and Ben Dobkin, White Collar Career Associate, White Collar, Investigations, Securities Litigation & Compliance, Internal Investigations, Orrick
09/16/2020
6 pages

This article delves into a joint statement that was issued by the Federal Crimes Enforcement Network (FinCEN) and federal banking regulators, which clarified the due diligence obligations of banks under the Bank Secrecy Act (BSA), examining some of the provisions within the BSA.

Resource Details
Region: United States
Audience: Deputy GC, Mid-Career
… and Banking Regulators Clarify Due Diligence Requirements for Politically Exposed Persons Author Jeanine P. McGuinness, … issued on August 21, 2020, the regulators issued it in response to questions from banks about handling PEPs in a … the potential AML risks of PEP accounts, the guidance is not likely to warrant signi�cant changes to existing …
Articles
George Nguyen, Senior Legal Counsel, Rabobank
06/01/2017
1 pages

This article provides expert insights into the rapid advancement of regulatory technology across the legal sector. RegTech stands for Regulatory Technology and its use can save your company time and money.

Resource Details
Region: Australia
Audience: Small Law Departments, Large Law Departments
… technology across the legal sector. RegTech stands for Regulatory Technology and its use can save your company … SUMMER 2017 VOLUME 28, ISSUE 4 – SUMMER 2017 | 33 acla.acc.com As a Senior Legal Counsel in the Group Legal team of … – i.e. Financial Technology. But a little less well known is FinTech’s so-called little brother, ‘RegTech’, short for
Articles
10/30/2014

Briefing on investment protection and investor-state dispute settlement mechanisms in international agreements

Resource Details
Interest Area: Commercial and Contracts
Source: Resource Library
Region: Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, United Kingdom
… and investor-state dispute settlement mechanisms in international agreements Resource Details Interest Area: … upon a appropriate level of compensation in case of , for example, an unjustified expropriation. Investor-state dispute settlement (“ISDS”) is a mechanism under which an investor and state can solve …
Articles
Bob Feldman -- Deputy General Counsel, Computer Sciences Corporation
10/26/2007

Bob Feldman explores which boilerplate clauses are worth keeping in contracts.

Resource Details
Interest Area: Commercial and Contracts
Source: ACC Docket
Region: United States
… his fair share of superb spirits, and had a fondness for fine food; lived a long and vigorous life too. This very … in a con- tract between Kinko’s and an outfit named awards.Com (Awards.Com, LLC v. Kinko’s, Inc., 834 N.y.s.2d 147 … anti-mod and nonwaiver lingo. This particular version is a little long, but the language is worth having in the …
Articles
Bill Mordan
11/01/2010

Predicting consumer trends with social media is arguably very similar to predicting the movement of a swarm of locusts. If possible, how could this information affect your legal department?

… 1, 2010 Predicting consumer trends with social media is arguably very similar to predicting the movement of a … the mass, bringing it to a new location without warning. For a swarm, there is no planning, no decision and no … on this article? Visit ACC’s blog at www.inhouseaccess.com/articles/acc-docket. bill mordan is senior vice president …
Articles
Tom Cummins, Ashurst LLP
07/01/2013

This relatively short document responds to the increasingly frequent pleas made by practitioners for guidance on the ethical standards applicable to party representatives in international arbitration. But is it the solution everyone was hoping for?

… to the increasingly frequent pleas made by practitioners for guidance on the ethical standards applicable to party representatives in international arbitration. But is it the solution everyone was hoping for? Resource Details … IBA Guidelines on Party Represent... http://www.ashurst.com/publication-item.aspx?id_Content=9316 1 of 5 5/13/14 7:27 …
Articles
Kenneth A. Cutshaw
03/01/2010

In his column, Kenneth Cutshaw examines the value of insourcing Ediscovery for legal departments.

… Cutshaw examines the value of insourcing Ediscovery for legal departments. Resource Details Interest Area: … does not wish to directly employ legal talent. The same is true of the electronic discovery field. When ediscovery … rather than have in-house capabilities. Indeed, it was com- mon for service providers to send non-itemized (or …
Articles
James Nortz
05/01/2013

This article discusses the use of analytical tools in ethics and compliance governance. In the most sophisticated programs, compliance professionals may be presented with copious detail regarding corporate performance. Learn how to make the most of these well-intentioned systems.

Resource Details
Interest Area: Compliance and Ethics
Source: ACC Docket
… Articles Business Ethics—I See that the Red Light Is Flashing! Now What? Author James Nortz May 1, 2013 This … on this article? Visit ACC’s blog at www.inhouseaccess.com/ acc-docket. James A. Nortz direCTor oF CoMPLiANCe For BAuSCh + LoMB james.a.nortz@bausch.com Imagine for a …
Articles
Matthew Pollock, Prasad Taksal (DLA Piper)
09/15/2023
1 pages

This article discusses partnership agreements and the key items that are typically addressed in these agreements.

… to enter into a partnership - what next? The first step is the preparation of a partnership agreement. Partnership … standard provisions to ensure that the structure works for you and your specific situation. To the extent that a … see our disclaimer for more details. https://www.dlapiper.com/en-at/people/p/pollock-matthew …
Program Materials
Matthew Howse, Kevin Norman,Zaitun Poonja, Joshua Scribner
10/29/2014

Large multinational corporations face complex challenges when trying to protect their businesses from competition. Many organizations are starting to require that all senior employees around the globe have two-year noncompete agreements. Is this a solution your organization is considering? A global panel of in-house and employment and benefits attorneys will discuss this scenario in an interactive, 90-minute program. The panelists will explore and discuss some of the essential questions that global employers must be asking their counsel: Is it possible or desirable to have a global noncompete? Is there a preferred duration? Does an employee need to be paid? What is a garden leave and what are the best terms to include? Are there other restrictive covenants allowed? You will be encouraged to offer your own scenarios and questions for comment.

Resource Details
Source: Meetings
Region: United States
… around the globe have two-year noncompete agreements. Is this a solution your organization is considering? A global panel of in-house and employment and benefits attorneys will discuss … be encouraged to offer your own scenarios and questions for comment. Resource Details Interest Area: Commercial and …
Articles
06/30/2014

This is a press release where Princeton Healthcare paid to settle a disability discrimination suit with EEOC.

Resource Details
Source: Resource Library
Region: United States
… Discrimination Suit with EEOC June 30, 2014 This is a press release where Princeton Healthcare paid to settle … failed to consider leave as a reasonable accommodation, in violation of the Americans with Disabilities Act (ADA). … PHCS's policy meant that employees who were not eligible for FMLA leave were fired after being absent for a short …
Articles
Anil Adyanthaya
04/01/2013

The author discusses his experience becoming an in-house lawyer and no longer being surrounded by dozens of other legal professionals. He notes the upsides of this transition, like being considered an expert, as well as the downsides, which include missing the camaraderie of likeminded colleagues.

… a year, I will get a call from someone in my company who is looking for a lawyer who can handle some personal matter for them. … on this article? Visit ACC’s blog at www.inhouseaccess.com/ articles/acc-docket. Anil Adyanthaya SEnior CorporATE …
Articles
Navigant
02/27/2015

This article discusses U.S. litigation trends in 2013, and highlights noteworthy cases affecting the unconventional oil and gas industry.

Resource Details
Interest Area: Energy and Public Utility
Source: Resource Library
Region: United States
… Oil and Gas Litigation Trends Report navigant.com/shale In December 2013, a statewide zoning law that … oil and gas industry. The goal of this report is to answer the following questions: 1. What are the trends … trends in the types of cases filed? METHODOLOGY USED FOR IDENTIFYING UNCONVENTIONAL OIL AND GAS CASES Navigant …
Sample Forms, Policies, and Contracts
02/28/2013

This checklist lists action items, responsible parties, and allows for comments in helping implement a compliance program.

… lists action items, responsible parties, and allows for comments in helping implement a compliance program. Resource Details … ACC's 2012 Compliance and Ethics Training Program May 1-2, New Orleans, LA Copyright © 20 2 Association of Corporate …
… Our History For 40 years and in over 100 countries, ACC has represented, guided, and … whose work has built ACC into the dynamic organization it is today.   A History of Serving In-house Counsel In the …
Articles
James A. Nortz
06/01/2013

The author discusses his experience working for a specialty chemical company that went from a state or surplus revenue to declaring bankruptcy.

… June 1, 2013 The author discusses his experience working for a specialty chemical company that went from a state or … on this article? Visit ACC’s blog at www.inhouseaccess.com/ acc-docket. James A. Nortz dirECTor of ComPliANCE for … Brinks. In intellectual property, having a trusted partner is important … a partner with unparalleled skill in IP law, …
Articles
06/16/2016

ACC Guide to Process Improvement

Resource Details
Source: Resource Library
Audience: Legal Operations
… thanks Kim R. Craig, PMP, CSM of SeyfarthLean Consulting for her work on this ACC Value Challenge Resource page 3 For … on the ACC Value Challenge, please visit: www.acc.com/valuechallenge. TH E BU SINE S S C A S E In the wake of … lower price. In “the new normal,” every business function is under greater scrutiny and pressure to shed the …
Checklists
Jackson Lewis P.C.
06/10/2021
4 pages

The following checklist represents a high-level overview of potential issues to guide an organization’s thinking about reopening most effectively while mitigating business and compliance risks. Reopening orders at the state and local levels can vary significantly, and planning should take those requirements into account.

Resource Details
Interest Area: Employment and Labor
Region: United States
Audience: Small Law Departments, Large Law Departments
… has begun its return to the “new normal” workplace or is preparing to do so in the coming weeks or months, constant … into account. Critical Factors: As employers plan for the return of their employees to the worksite, they must … information on this topic can be found at www.jacksonlewis.com. ©2021 Jackson Lewis P.C. This material is provided for
Articles
James A. Nortz
10/01/2010

A short discussion on the science of ethical decision making.

… Ethics | Tips & Insights | Practice Resources H arken back for a moment to the innocent days of your youth when life was … the habit of rigorous legal analysis. this, of course, is the valu- able skill your employer pays you to routinely … on this article? Visit ACC's Blog at www.inhouseaccess.com/ articles/acc-docket. NOte 1 Haidt, “the New Synthesis in
Sample Forms, Policies, and Contracts
11/10/2016

This is a sample promissory note for a Nevada based corporation.

Resource Details
Source: Resource Library
Region: United States
… Sample Forms, Policies, and Contracts Promissory Note for Nevada Corporation November 10, 2016 This is a sample promissory note for a Nevada based corporation. … ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION …
Articles
Michelle H. Gluck - executive vice president and chief legal officer, LandAmerica Financial Group Inc.
11/01/2008

In this interview with Michelle H. Gluck, EVP and CLO at LandAmerica, learn how she and her company took advantage of the housing crisis to better their business processes and practices.

Resource Details
Source: ACC Docket
Region: United States
… to inspire others to make changes where change is needed, and to look at new challenges as opportunities to … programs that can prevent claims in the first place. “For example, in underwriting, we are increasing the time … invades their escrow dollars and then the title insurance com- pany may be left holding the bag if the money …
Sample Forms, Policies, and Contracts
12/31/2004

A code of business conduct and ethics of a company with the vision to be the international world-class leader focused in passive electronic components, modules, sensors and sensor system technology; providing innovative solutions and relationships in a global marketplace. This code is a working document and a basic guideline.

Resource Details
Source: Resource Library
Region: United States
… and relationships in a global marketplace. This code is a working document and a basic guideline. Resource Details … e l ine . It is no t a set of al l- inc lu si ve ru le s. For t hi s c ode t o ha ve mea n in g , it mu s t be u nd e … r Aff ir ma t iv e Ac t io n The C o m p a n y, as a com m e rc ia l a nd g ov e r nm e nt co nt ra c t o r, ple d …
Articles
Charles A. Volkert III; Teresa Kennedy; Kent Matsumoto
10/24/2007

As more companies realize the benefits of employing in-house counsel, the need for retention and recruitment of qualified attorneys becomes more important. Find out the many benefits of implementing a mentoring program in your legal department.

Resource Details
Source: ACC Docket
Region: United States
… Articles The Value of Mentoring Programs for Corporate Legal Departments Author Charles A. Volkert … a trial membership . … s workloads swell and more work is brought in-house to control costs, employee retention and … school of Law. she can be reached at teresa.kennedy@cox.com. KenT K. MaTsUMoTo is most recently the former vice …
Sample Forms, Policies, and Contracts
12/31/2004

A sample class action settlement agreement and release between current and former employees, during a time period, and an employer. Provisions included are identity of the class, settlement considerations, claims administrator, notice to class members, enhanced compensation for named plaintiff, miscellaneous, etc.

Resource Details
Source: Resource Library
Region: United States
… notice to class members, enhanced compensation for named plaintiff, miscellaneous, etc. Resource Details … Action Settlement Agreement and Release (“the Agreement”) is entered into this 1st day of July, 2003 (“the Effective … action suit for unpaid overtime, interest and penalties in the United States District Court for the Northern District …
Articles
Ronald F. Pol
05/01/2009

In spite of the various immediate hardships caused by the economic recession that we're facing today, columnist Ronald Pol evaluates the possible positive long term rewards that may be reaped as a result.

Resource Details
Source: ACC Docket
Region: United States
… no. It seems to me that the future could not be brighter for the relationship between law firms and their organi- … highest courts, necessarily after multiple appeals. This is not to say that law firms de- liberately milk the system … law firms. He welcomes comments at ronald.pol@teamfactors.com. It Would Be a Shame to Waste a Good Recession By Ronald …
Advocacy Filings
ACC
12/17/2007

This case deals with the issue of employer email policies. Additionally, the case states that employees cannot expect that their communications won't be monitored. This essentially negates the ability of the employee to argue that the privilege should apply to emails that were sent between him and his own personal lawyer.

Resource Details
Source: Resource Library
Region: United States
… Bureau pursuant to Judiciary Law § 431. This opinion is uncorrected and subject to revision before publication in the printed Official Reports. Decided on October 17, 2007 … 10,[FN1] plaintiff Dr. Scott moves pursuant to CPLR 3103 for a protective order requiring defendants Beth Israel …
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