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Karen J. Mathis
8 pages

Letter from the ABA to the SEC advocating a modification to the Commission’s policy as outlined in the 2001 “Seaboard Report”1

Resource Details
Interest Area: Compliance and Ethics
Source: Resource Library
Region: United States

March 2007

Resource Details
Interest Area: Compliance and Ethics
Source: Resource Library
Region: United States

Testimony regarding the impact of the McNulty Memorandum on in-house counsel and corporate culture. The McNulty Memorandum addresses the DOJ's policy regarding when prosecutors should charge a corporation.

Resource Details
Interest Area: Compliance and Ethics
Source: Resource Library
Region: United States

Written Testimony of Andrew Weissmann, Subcommittee on Crime, Terrorism, & Homeland Security of the Committee on the Judiciary, "The McNulty Memorandum's Effect on the Right to Counsel in Corporate Investigations"

Resource Details
Interest Area: Compliance and Ethics
Source: Resource Library
Region: United States

March 8, 2007

Resource Details
Interest Area: Compliance and Ethics
Source: Resource Library
Region: United States

January 17, 2007

Resource Details
Interest Area: Compliance and Ethics
Source: Resource Library
Region: United States

Statements before the Senate Judiciary Committee regarding DOJ and SEC policies related to attorney-client privilege.

Resource Details
Interest Area: Compliance and Ethics
Source: Resource Library
Region: United States

Table defining responsibilities in IPO offering.

Resource Details
Source: Resource Library
Region: United States
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