This article addresses several key insurance coverage issues raised by the Sarbanes-Oxley Act.
The last few years have brought big changes in California's employment laws. There's a Private Attorneys General Act, dubbed "the bounty hunter law," that allows private rights of action on many Labor Code provisions, along with new whistleblower protections, and new employee rights to take time off to tend to personal matters. Obviously California employers must pay attention to these changes. Moreover, employers in other parts of the country would be wise to take notice of the legal and legislative developments that have emerged from the Golden State. Taking proactive measures to prevent workplace discrimination and harassment, and ensuring that proper measures are in place to protect whistleblowers and comply with wage and hour laws will go a long way toward establishing a productive workplace and avoiding financially crippling and potentially devastating.
Reviews the reasons for compliance, considerations impacting placement of the compliance function, and varying approaches to creating a program. Then discusses the critical importance of measuring your program's effectiveness, and explores some tools to measure effectiveness and to tailor that measurement process for particular companies and stages of compliance.
Testimony presented Linda Madrid on March 17, 2004
Explains the legal and regulatory developments that compel your company's (and the legal department's) active involvement in corporate social responsibility (CSR) issues, and offers suggestions on how to develop a business case for CSR leadership.
Use ten lessons drawn from corporate counsel scandals to do your job better.
This article addresses whether outside investigative counsel are subject to the up-the-ladder reporting requirements of Part 205 or whether they ultimately retain control over that decision.
This article discusses the considerable confusion that exists over the reach of the SEC's Section 205, its new Standards of Professional Conduct for Attorneys appearing before the Commission.
This article explains the nature of D&O coverage, outlines the effects of an insured's bankruptcy, and offers practical tips to help your company get the most out of its D&O policy in the event of bankruptcy, all while complying with the applicable law.
If you are employed by a public company, it's likely that your company will undergo an SEC enforcement investigation within the next five years. This article shows in-house counsel how to help guide their company through an SEC enforcement action.