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Articles
Harish Suryavanshi, Tech Mahindra Limited
01/01/2014
6 pages

This article argues that in-house counsel are integral decision-makers within a corporation and must contribute to the growth of the business and add to its commercial and economic value.

Resource Details
Source: ACC Docket
Region: Global
… perception of in-house counsel as “business blockers” is slowly dying due to the crucial role they are playing inin the IT services industry, which is getting more com- petitive every day and becoming more market-driven, … ACC HAS MORE MATERIAL ON THIS SUBJECT ON OUR WEBSITE. VISIT WWW.ACC.COM, WHERE YOU CAN BROWSE OUR …
Program Materials
06/01/2017

ACC Legal Operations offer this as a reference model. Legal Department leaders are encouraged to use it as a tool to benchmark maturity in any given area(s), bearing in mind that based on department size, staffing and budgets, priorities and aspirational targets will vary.

Areas of focus are: change management, compliance, contracts, records, external & internal resources, financial, IP, knowledge, project & process management, as well as litigation support, metrics & analysis, strategic planning and technology.

Resource Details
Source: Meetings
Region: Global
Audience: Legal Operations
… • Change tends to be reactive as opposed to proactive and is often viewed with cynicism due to false starts • … 1This is a living, evolving maturity model. || Tools: ACC.com/Maturity || Suggestions: LawDepartmentOps@ACC.com || … communication protocols and methods (e.g., department website and community pages) Internal Resources Management …
Articles
04/26/2013

This Wisdom of the Crowd, compiled from questions and responses posted onthe Compliance and Ethics and Small Law Departments eGroups, addresses issues involving agreements and requests to adhere to contracting parties' codes of conduct. The issues discussed include third-party adherence to your code of conduct, conflicting codes of conduct, and code of ethics v. supplier code of ethics.

Resource Details
Interest Area: Compliance and Ethics
Source: Resource Library
Region: Canada, United Kingdom, United States
… similar requests from customers and others parties for whom we are acting on their behalf. Given that a company's code of conduct is unique to the company and certain portions generally … [X}'s position on ethical standards of behaviour on our [website] . You can also find a copy of our internal Business …
Docket Article
Publication Date: 10/01/2024
Dassault Falcon Jet’s Associate General Counsel Stephanie Bortnyk explains how Mansfield-certified firms can help boost DEI engagement.
… ACC Docket … Banner artwork Natali _ Mis / Shutterstock.com The international and local landscape of rules for … of incorporating diverse talent and thought. This is particularly true for international companies where … find Mansfield-certified firms can visit the Diversity Lab website , which lists all the certified firms and those …
Articles
Eversheds Sutherland
08/15/2022
7 pages

FCA policy statement PS22/8 “Protecting investors in authorised funds following the Russian invasion of Ukraine” sets out emergency measures to deal with the impact of the Russian invasion of Ukraine on authorised funds and retail investors, and came into force on 11 July 2022.

… Region: United Kingdom File eversheds-sutherland.com-The FCA introduces side pockets for authorised funds … FCA-regulated authorised funds. To address this, the FCA is introducing an unprecedented liquidity management tool for … or not a unitholder meeting should be held. 5/7 FCA website content relating to side pockets The FCA are …
Articles
Dr. Mari Sako, Professor of Management Studies, Saïd Business School, University of Oxford
08/02/2018
22 pages

This articles describes the evolution of the roles of general counsel (GC) in Germany. Because of the need for German companies to respond to different challenges and business needs, GCs now serve more multi-faceted roles in contrast to their United States counterparts. In addition to providing legal insight as lawyers, GCs in German companies also have more executive roles, even acting as business managers.

Resource Details
Interest Area: Law Department Management
Region: Germany
Audience: Deputy GC, Mid-Career
… of general counsel (GC) in Germany. Because of the need for German companies to respond to different challenges and … Saïd Business School | University of Oxford 1 FOREWORD It is a fact that in the last couple of years the role of legal … as part of his responsibilities. By the CEOs on company website as in charge of this function, these companies …
Articles
Professor Mark E. Budnitz
10/30/2014

This article first describes mobile financial services for consumers and the types of companies participating in the provision of those services.

Resource Details
Source: Resource Library
Region: United States
… and the companies in- volved in offering those services is beyond the scope of this article. A brief description of … contact” when consumers send text messages or click on a website from their cell phones to engage in payment … 2008), online: American Banker <http://www.americanbanker.com/issues/173_ 140/-358144-1.html>; “USAA Catches up on BofA …
Articles
Latham & Watkins and Donnelley Financial Solutions
04/02/2024
124 pages

This handbook provides an overview of US state and federal laws and stock exchange rules relating to annual meetings of shareholders. It is intended to assist companies in preparing for their annual meetings.

Resource Details
Region: United States
… rules relating to annual meetings of shareholders. It is intended to assist companies in preparing for their annual … risk and compliance solutions online at DFINsolutions.com or you can also follow us on X (formerly Twitter) … or furnish a proxy, in its Form 10-K or 20-F) or on its website. During the 2023 proxy season, most Nasdaq-listed …
Articles
Ian Ivory and Cora (Na) Kang
11/29/2016
267 pages

This primer considers in detail the use of English law in Belt & Road transactions.

Resource Details
Source: Resource Library
Region: China
… an g English Law on China’s Belt & Road Using English Law for China’s Belt & Road Initiative - and the Competitive … Chinese law as an alternative. We think that this guide is highly topical given the fast-moving economic changes … Texas Shoot Out – when all Shareholders are interested in buying each other out, each Shareholder submits a sealed bid …
Sample Forms, Policies, and Contracts
03/20/2015

Three Party Master Depositor Escrow Service Agreement for Canada

Resource Details
Interest Area: Commercial and Contracts
Source: Resource Library
Region: Canada
… 2015 Three Party Master Depositor Escrow Service Agreement for Canada Resource Details Interest Area: Commercial and … level of protection in each unique situation. [COMPANY] is different from other providers in the industry because of … written instruction or the online portal maintained at the website located at [COMPANY WEBSITE] or other websites owned …
Program Materials
Miriam Lefkowitz <br />General Counsel <br />Shufro, Rose & Co., LLC <br />David Simon <br />President <br />WeComply, Inc. <br />Ellen Zavian <br />Associate General Counsel <br />Association of Corporate Counsel<br />
10/27/2010

An important function of every in-house legal department is to provide compliance and ethics training to its non-legal clients – that is, the organization's employees. Effective training on pertinent laws and regulations can help prevent and detect legal problems, and can also limit or mitigate the organization's exposure if violations occur. This program will provide practical guidance for (i) developing training content that conveys the essential information to the employees who need it, (ii) delivering that information in a comprehensible and engaging manner, (iii) ensuring that all employees who should be trained actually receive their training, and (iv) tracking these activities in order to prove up each employee's training participation if/as needed. Attendees will leave this program with ACC resources that will jump-start your training and save you time and money.

For more compliance and ethics training resources, visit ACC's new Compliance Training Portal at <a href=http://www.acc.com/compliance>www.acc.com/compliance</a>.<br/>

… An important function of every in-house legal department is to provide compliance and ethics training to its non-legal … new Compliance Training Portal at <a href=http://www.acc.com/compliance>www.acc.com/compliance</a>.<br/> Resource … FINRA each spring. The 2010 letter is available on FINRA’s website at …
Sample Forms, Policies, and Contracts
W.W. Grainger
01/31/1993

This booklet sets forth business conduct guidelines that specify the legally correct and ethical conduct expected of employees in a variety of identified business situations.

Resource Details
Source: Resource Library
Region: United States
… Forms & Policies 1/10/2009 3:45:43 PMhttp://www2.acc.com/protected/forms/conduct/grainger.html Material Type: … Use Company Funds Or Resources, Directly Or Indirectly, For Political Purposes 5. Do Not Use The Company Name, … of ethical conduct to the success of the Company is further emphasized in our statement of Company Operating …
Articles
Joe Catalano - senior vice president and chief litigation counsel, Union Bank of California
03/01/2006

Read more to see Joe's tips on litigation management for in-house counsel.

… Articles Tips & Insights: Litigation Management for Small Law with Joe Catalano Author Joe Catalano - senior … for Small Law The landscape of legal services delivery is currently changing more dramatically than it ever has. The … even before they rise to litigation. Learning the com- pany’s risk appetite and investment in any particular …
Articles
03/27/2007

Practice Resources (April 2007)

Resource Details
Source: ACC Docket
Region: United States
… New Solutions (April 29-May 1, 2007, St. Louis, MO), is for you. Open only to in-house counsel, CCU will teach you … serve the corporate client further. Visit http:// ccu.acc.com for more details. Register today for only $700. … In-house JoblineSM. In-house Jobline is the premier career website for the in-house community. Here are a few reasons …
Articles
08/28/2006

News, Notes & Datebook Information

Resource Details
Source: ACC Docket
Region: United States
… the equitable operation of our justice system. ACC’s brief is available at www.acca.com/public/amicus/acckpmgamicus brief.pdf, and Judge Kaplan’s … at rusignola@acca.com. DatebookInterAlia ACC Redesigns Website In an effort to continue providing our members with …
Docket Article
Publication Date: 07/01/2017
I reached out to three very different, yet equally successful entrepreneurs, all of whom began their careers as lawyers or during law school: Chris Sacca, Mitch Garber, and Anna Santeramo.
… perception from “no” to “yes,” even if the next question is “how?” Wearing two hats. For lawyers in business roles, it can sometimes be difficult … ANNA SANTERAMO Anna Santeramo is co-founder of StyleBee.com, an app that allows professional women and men to book …
Sample Forms, Policies, and Contracts
03/20/2015

Three Party Escrow Service Agreement for Canada

Resource Details
Interest Area: Commercial and Contracts
Source: Resource Library
Region: Canada
… March 20, 2015 Three Party Escrow Service Agreement for Canada Resource Details Interest Area: Commercial and … level of protection in each unique situation. [COMPANY] is different from other providers in the industry because of … written instruction or the online portal maintained at the website located at [COMPANY DOMAIN NAME] or other websites …
Articles
Eversheds Sutherland
02/22/2023
3 pages

This article highlights what firms need to consider during their journey of digital transformation and investments in data opportunities, more specifically in the context of corporate transactions and reorganizations.

Resource Details
Region: European Union
… Region: European Union File eversheds-sutherland.com-Data as an asset data cybersecurity and risk governance … 2022 report ‘Data shaping firms and markets’, data is an essential ingredient to digital transformation. Firms … Please refer to the full terms and conditions on our website. This information is for guidance purposes only and …
Docket Article
Publication Date: 01/17/2018
Since joining the company in 2014, Gora has played a pivotal role in supporting the company as it maneuvers through an increasingly fluid digital market.
… there were probably about 400 names on it. What it shows is how much opportunity lies in the connections we make on … platforms, giving rise to more ways than ever for the modern social media consumer to connect — and that … we have a good view of the market so that we can build, buy, or partner to remain in demand,” Gora notes. Second, the …
Docket Article
Publication Date: 10/01/2015
A day in the life of Mariana Antcheva, General Counsel and Secretary at Lytro, Inc. in Mountain View, CA, USA.
… up to say goodbye to my 14-year-old daughter and get ready for work. I say,  “Hurry up!”  to my six-year-old son at … questions by coworkers. The operative word in my title is “general.” Today, in this hour alone, I deal with an  … various distributors and imagine what it would be like to buy a Lytro camera there. 2:00 pm Lytro is a privately held, …
Articles
Arent Fox
09/14/2015

This Top Ten highlights the top ten actions that can be taken on international trade issues to limit risks in supply arrangements and acquisition agreements.

Resource Details
Interest Area: Commercial and Contracts
Source: Resource Library
Region: Global, United States
… Trade Issue Contractual Provisions Imports Provide for the following: a) due diligence and audit rights; b) the … the entries are accurate and have not been falsified. It is also recommended to obtain import compliance statements … with it, that it has posted its disclosure on its website and that the disclosure is accurate and does not …
Articles
Eversheds Sutherland
08/15/2022
2 pages

On 19 July 2022, the UK Government issued legislation which changed the definition of a “relevant firm” to now include crypto-asset exchange providers and custodian wallet providers (“Crypto Firms”). As such Crypto Firms will now have reporting obligations under UK sanctions legislation.

Resource Details
Region: United Kingdom
… eCommerce Region: United Kingdom File eversheds-sutherland.com-Flash Update UK OFSI update on financial sanctions … reporting obligations under UK sanctions legislation. It is an offence to fail to comply with the reporting … Please refer to the full terms and conditions on our website. This information is for guidance purposes only and …
Articles
Sarah Harrop, Partner, Addleshaw Goddard LLP
03/17/2022
2 pages

In this updated guide, learn about the changes to right to work checks effective April 6, 2022, including details of the new digital identity verification tool for checks carried out on British and Irish nationals.

Resource Details
Region: Europe, United Kingdom, Ireland
… UPDATED GUIDANCE From 6 April 2022, the Home Office is introducing changes to right to work checks and has … (0)20 7788 5057 07595 777926 sarah.harrop@addleshawgoddard.com Sarah Harrop - Addleshaw Goddard Profile … – please refer to the Legal Notices section of our website for country-specific regulatory information. For
Articles
Eversheds Sutherland
03/15/2023
2 pages

The General Laws (Anti-Money Laundering and Combating Terrorism Financing) Amendment Act, No. 22 of 2022 places new obligations on Companies and other persons to register prescribed information regarding beneficial ownership following South Africa’s grey listing and recommendations made by the Financial Action Task Force.

Resource Details
Interest Area: Financial Services
Region: South Africa
… Services Region: South Africa File eversheds-sutherland.com-Registering Beneficial Ownership following South Africas … of eight areas of strategic deficiency which the country is to address by the end of January 2025. One of these areas … Please refer to the full terms and conditions on our website. This information is for guidance purposes only and …
Benchmarking and Research Data
ACC
01/29/2013

Representing 1,104 CLOs and general counsel from 36 countries, the ACC Chief Legal Officers 2013 Survey provides an unbiased and in-depth analysis of the highest ranking lawyers in corporate legal departments—reviewing their top concerns for the past 12 months, today, and into the future, and a prioritization of their business issues.

… corporate legal departments—reviewing their top concerns for the past 12 months, today, and into the future, and a … My Resources … page 1 For more information visit: www.acc.com/CLOsurvey ACC’s Chief Legal Officers (CLO) 2013 Survey … global survey of CLOs, also contains a profile of who is serving in the CLO role today and a snapshot of law …
Docket Article
Publication Date: 12/01/2018
In light of the very real risks trade secret violations pose for companies, this article provides a suggested eight step process for in-house legal teams and their business clients to follow in order to protect a company’s most important assets. These steps will help effectively manage risk by conducting trade secret audits on a regular basis to ensure adequate protections are in place to minimize the risk of theft.
… an information security policy that identifies what is considered a trade secret and how employees should treat … labs. Additionally, the company’s intranet and website should be reviewed to determine whether the content … David Cohen, PC, November 2017, KidonIPCorp, Kidonip.com. … In light of the very real risks trade secret …
Articles
Eversheds Sutherland
03/16/2023
2 pages

On 9 February 2023, the UK Competition and Markets Authority (“CMA”) published new competition law guidance targeted at employers. Its purpose is to remind employers that they must comply with competition law when setting wages, working conditions for new and existing employees, and policies on staff recruitment and retention.

Resource Details
Interest Area: Employment and Labor
Region: United Kingdom, Europe
… law guidance targeted at employers. Its purpose is to remind employers that they must comply with competition … Region: United Kingdom, Europe File eversheds-sutherland.com-Competition authority warns employers to avoid … Please refer to the full terms and conditions on our website. This information is for guidance purposes only and …
Benchmarking and Research Data
Sample Forms, Policies, and Contracts
Contoural Inc.
04/19/2024
22 pages

This Privacy Capability Maturity Model provides a detailed maturity model for all aspects of an organization’s privacy program, including its use of Artificial Intelligence (AI) and Machine Learning (ML) using personal information.

It seeks to gauge program capability across a variety of program elements, taking a “big picture” view on an organization’s readiness to comply with these requirements.

… Maturity Model provides a detailed maturity model for all aspects of an organization’s privacy program, … organization’s use of these technologies. Note that this is irrespective of location of the data subject or the … to personal information via any of the organization’s website. The organization performs remediation activities …
Articles
08/01/2015
4 pages

This Checklist applies to private companies and addresses federal law, but highlights areas where state and local issues commonly arise.

Resource Details
Interest Area: Insurance, Financial Services
Source: Resource Library
Region: United States
… and Growing Businesses: Overview (http://us.practicallaw.com/5-572- 3825). PREPARING TO HIRE EMPLOYEES COMPLY WITH … the US Small Business Administration's new hire reporting website. „„ Determine if the employer intends to operate or … but some documentation of the employment relationship is recommended. „„ Offer letters typically include details …
Articles
Maggy Baccinelli
10/01/2010

Michele Coleman Mayes, senior vice president and general counsel for The Allstate Corporation, focuses on best practices in compliance and ethics. Mayes uses compliance and ethics as a business strategy — selling Allstate's ethical corporate culture by being transparent, and earning the trust of constituents.

Resource Details
Interest Area: Compliance and Ethics
Source: ACC Docket
Region: United States
… Company’s senior vice president and general counsel is encountering more big change. Responsible for guiding … Verney, Internal Auditor Kathy Swain, and chief ethics com- pliance & Privacy Officer rich crist. With them, she … media has become a new way to reach employees. On its website, the ethics and compli- ance team posts relevant …
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