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Sample Forms, Policies, and Contracts
Lee Braem, ACC member
09/08/2023
12 pages

Risk matrix. This tool is a sample risk matrix for developing a compliance risk inventory from which a ranking of risks can be developed. This is part of the initial phase of compliance risk assessment, followed by the development and implementation of an action plan to control or minimize the risks.

Resource Details
Source: Resource Library
Region: United States
… member September 8, 2023 12 pages Risk matrix. This tool is a sample risk matrix for developing a compliance risk inventory from which a … RISK ASSESSMENT Purpose: Companies that implement best-in-class compliance programs engage in the regular and …
Sample Forms, Policies, and Contracts
11/10/2016

This is a sample convertible promissory bridge note.

Resource Details
Source: Resource Library
Region: United States
… Convertible Promissory Bridge Note November 10, 2016 This is a sample convertible promissory bridge note. Resource … . … PROMISSORY NOTE THIS PROMISSORY NOTE HAS BEEN ACQUIRED FOR INVESTMENT AND HAS NOT BEEN REGISTERED UNDER THE … SECURITIES LAWS.THIS NOTE MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR QUALIFICATION OR AN …
Articles
Rachel V. See (Seyfarth Shaw LLP)
11/09/2023
6 pages

This article discusses how President Biden's Executive Order on artificial intelligence and follow-up actions by federal agencies will impact federal risk-management practices, likely serving as a model for AI risk management by private-sector employers.

… risk-management practices, likely serving as a model for AI risk management by private-sector employers. Resource … standards contain an expansive scope of AI applications in the employment space that are considered presumptively … government’s own use of AI. (The White House’s fact sheet is a good summary.)  Public comments are being accepted …
Articles
Nandeep Mehta, Sr. Consultant, Contoural, Inc.
08/16/2021
7 pages
Resource Details
Interest Area: Information Governance
Region: United States
… business, compliance and litigation trends and issues for educational and planning purposes. However, legal information is not the same as legal advice – the application of law to … Additional information is available at www.contoural.com. CPG Financial Services Durable Manufacturing High …
Articles
James H. Barker, Les P. Carnegie, Damara L. Chambers, Ruchi G. Gill, Catherine Hein, Ragad Alfaraidy, Theresa Maria Babendreier, Asia Y. Cadet, Layan K. Charara, Matthew J. Crawford, Zachary N. Eddington, Joelle Hageboutros, Elliot W. Hecht, Allison K. Hugi, Julie Choi Shin
05/27/2023
4 pages

Recent developments from CFIUS signal a renewed vigor to protect US national security. In this Client Alert, Latham attorneys highlight the recent developments related to national security investment reviews and outline its implications.

Resource Details
Region: United States
Audience: Mid-Career, New to In-House, Small Law Departments, Large Law Departments
… recent public remarks, Paul Rosen, the Assistant Secretary for Investment Security at the US Department of the Treasury (Treasury), indicated that CFIUS is taking a more active approach in the enforcement of its … in-depth analysis of these developments. https://www.lw.com/en/practices/cfius-and-us-national-security …
Articles
Lillian Moyano Yob
07/01/2014

ACC recently spoke with José Juan Méndez Cortés, President of the Asociación Nacional de Abogados de Empresa, Colegio de Abogados (ANADE), Mexico’s association for corporate counsel. An experienced corporate attorney advocate, Lic. Méndez Cortés spoke about the growing importance of corporate counsel in Mexico. For ANADE’s dedicated service to the profession, ACC is proud to call this organization a partner in its shared commitment to serving the needs of all corporate counsel.

Resource Details
Source: Resource Library
Region: Mexico
… Empresa, Colegio de Abogados (ANADE), Mexico’s association for corporate counsel. An experienced corporate attorney … For ANADE’s dedicated service to the profession, ACC is proud to call this organization a partner in its shared … in Mexico By Lillian Moyano Yob (practiceprofiles@acc.com), Legal Consultant, Writer and Project Manager 10 LATIN …
Articles
Latham & Watkins LLP and KPMG LLP
01/24/2024
36 pages

This guide by Latham & Watkins and KPMG is designed to provide a roadmap to help navigate the financial statement requirements of US federal securities laws.

Resource Details
Region: United States
… 24, 2024 36 pages This guide by Latham & Watkins and KPMG is designed to provide a roadmap to help navigate the … Michele M. Anderson +1.202.637.2109 michele.anderson@lw.com Alexander F. Cohen +1.202.637.2284 alexander.cohen@lw.com … • makes its Exchange Act reports readily available on its website (including by way of a hyperlink to the reports). See …
Articles
Hayabusa Asuka
04/07/2014

Effective management of business funds is a very important goal for a company with several foreign branches or affiliate companies. One strategy for achieving effective funds management is to implement a cash pooling arrangement (including a cash management system). There are two types of cash pooling arrangements: actual cash pooling and notional cash pooling. This article provides information on both types.

Resource Details
Source: Resource Library
Region: Japan
… Asuka April 7, 2014 Effective management of business funds is a very important goal for a company with several foreign … Firms 171 Monroe N.W., Suite 750 Grand Rapids, MI 49503 Website: www.primerus.com Effective Management of Business Funds Hayabusa Asuka 4th …
Articles
Al Rowaad Advocates & Legal Consultants
11/04/2014
4 pages

This article introduces the laws and regulations to register and protect a trademark in the United Arab Emirates (UAE).

Resource Details
Interest Area: Intellectual Property
Source: Resource Library
Region: United Arab Emirates
… Firms 171 Monroe N.W., Suite 750 Grand Rapids, MI 49503 Website: www.primerus.com Trademarks Ownership (Parts 1, 2 &3 of 3) Al Rowaad … fo re at the beginning we must clarify what a Trade m ark is, its im po rt anc e , and ho w the law prot e ct s its …
Sample Forms, Policies, and Contracts
06/23/2017

This is a sample information technology security roles and responsibilities policy.

Resource Details
Source: Resource Library
Region: United States
… Security Roles and Responsibilities June 23, 2017 This is a sample information technology security roles and … and contractual requirements, [COMPANY] is responsible for developing and implementing a comprehensive information … systems and can be found on the IT information portal – [WEBSITE] Users are also required to follow all specific …
Checklists
Sample Forms, Policies, and Contracts
Elizabeth Matecki, Corporate Counsel, iCIMS
08/18/2023
4 pages

What issues should companies consider when implementing best practices for utilizing AI in the workplace? This resource outlines issues to consider when developing a corporate AI policy.

… Checklists Sample Forms, Policies, and Contracts Tips for Developing a Corporate AI Policy Author Elizabeth … when developing a corporate AI policy. This resource is based on the ACC Webcast “Developing a Corporate AI … to your organization’s needs • Executive level/C-Suite buy-in • Cross-functional with different stakeholder needs …
Sample Forms, Policies, and Contracts
03/26/2015

Property Lease Agreement (Mexico)

Resource Details
Source: Resource Library
Region: Mexico
… LEASE AGREEMENT THIS LEASE AGREEMENT (this Lease ) is made as of this [EXECUTION DATE], by and between … and represented herein by [LANDLORD REPRESENTATIVE] in his capacity as legal representative, and [TENANT] ( … dated [INSTRUMENT DATE 1], granted before [PUBLIC NOTARY], for [INSTRUMENT CITY 1], [INSTRUMENT STATE 1], registered at …
Sample Forms, Policies, and Contracts
04/14/2017

This is a sample lease agreement for the state of Texas.

Resource Details
Source: Resource Library
Region: United States
… and Contracts Lease Agreement - Texas April 14, 2017 This is a sample lease agreement for the state of Texas. Resource Details Interest Area: … Office of Foreign Assets Control at its official website, http://www.treas.gov/ofac/t11sdn.pdf_ or at any …
Docket Article
Publication Date: 11/26/2019
In this article, I have simply outlined the lessons I have learned. By the way, the final lesson I would recommend is to start to develop your own list.

… learned. By the way, the final lesson I would recommend is to start to develop your own list. Resource Details … he had developed while he was in Congress and working for three presidents. I thought, “Where is my list, why … time is a limited and invaluable resource that you cannot buy, reverse, accelerate, or stop. How and with whom you …
Sample Forms, Policies, and Contracts
McGuireWoods
12/02/2014

This is a sample electricity supply contract (retail supplier form).

Resource Details
Source: Resource Library
Region: United States
… Contract (US) Author McGuireWoods December 2, 2014 This is a sample electricity supply contract (retail supplier … during the Holdover Period, as set forth on Suppliers’ website at www.supplierswebsite.com under “legal notices and terms.” “Initial Term” means the …
Articles
Guyer & Regules
01/01/2009
68 pages

This guide provides a comprehensive overview of the various factors that companies should consider when establishing a business in Uruguay.

Resource Details
Source: Resource Library
Region: Uruguay
… and users of Tax-Free Zones I.2.6.4 General tax exemptions for users of Tax-Free Zones I.2.7 Others I.2.7.1 Consortia … REGULATION I.1 Government and Legal System Uruguay is organized as a single, democratic republic. The current … implies promotional benefits in terms of credits (to buy assets, cover establishment expenses, imports, raw …
Event
Start Date: 01/27/2025 | 4:00 PM
… Events Pro Bono Opportunity for ACC MN Members Start Date: 01/27/2025 | 4:00 PM Resource … on Monday afternoon, January 27, 2025 , via Zoom . This is an opportunity to provide full, but virtual, … for the Clinic, complete the registration form on the VLN website and note "ACC MN 1-27-25" in answer to the question, …
Sample Forms, Policies, and Contracts
02/03/2004

A sample chart of company compliance with corporate governance reforms. Topics include corporate governance, audit, accounting, and internal controls, and executive compensation. Includes the subject, a brief description of the section, company's current practice, and recommendation.

Resource Details
Source: Resource Library
Region: United States
… no “material relationship” with the company. An individual is not independent if he or she has a relationship which, in … All listed companies must adopt and disclose (on its website) corporate governance guidelines. Each company’s … board rather than management should retain special counsel for the investigation. The counsel should report to the board …
Docket Article
Publication Date: 12/01/2016
Writing for the Docket has been a satisfying and fun experience. I want to continue, but I really have to stop. My muse has died.
… and Professional Development Source: ACC Docket … This is my last column for the Docket . After almost 10 years, I … to enjoy more of Tiger Mike’s wit and insight, visit the website lettersofnote.com. … Writing for the Docket has been a satisfying and fun …
Articles
Lianne Sneddon, Ashurst LLP
02/04/2013

In answering this FAQ, we provide guidance on what parties need to do (or avoid doing) in order to ensure that any pre-arbitral ADR procedure is enforceable.

Resource Details
Source: Resource Library
Region: Australia, Singapore, United Kingdom
… Articles Frequently Asked Questions: Is My Tiered Dispute Resolution Clause Binding? Author Lianne … in particular, dispute resolution clauses that provide for dispute resolution in stages, i.e. from negotiation to … asked questions: is my tiered... http://www.ashurst.com/publication-item.aspx?id_Content=8846 1 of 7 5/13/14 7:29 …
Articles
Ashurst LLP
03/03/2014
4 pages

This article examines the legal framework relating to marginal fields in Nigeria, as well as issues to consider when investing in marginal fields.

Resource Details
Source: Resource Library
Region: Nigeria
… issues to consider when investing in marginal fields. What is a marginal field? A marginal field is a field located … reported annually to the DPR; • has remained unproduced for 10 years; and • is declared to be a marginal field by the … Partner T: +44 (0)20 7859 1330 nicolas.bonnefoy@ashurst.com Denva Poyntz Associate T: +44 (0)20 7859 1832 …
Articles
Ashurst
02/03/2014

On 11 February 2014, the Council of the European Union unanimously adopted the new EU public procurement regime which had been approved by the European Parliament on 15 January 2014. Read more about these directives here.

Resource Details
Source: Resource Library
Region: European Union
… were formally adopted on 11 February 2014. The result is a substantial set of new rules, which introduce changes … changes:  the introduction of a new procurement regime for concession awards;  new award procedures, giving scope … T: +44 (0)20 7638 1111 F: +44 (0)20 7638 1112 www.ashurst.com. Ashurst LLP is a limited liability partnership …
Articles
Ashurst, LLP
03/03/2014
4 pages

This article discusses the 17 March 2014 sanctions imposed on certain Russian nationals by the European Union and how these can impact business with corporations related to the affected individuals.

Resource Details
Source: Resource Library
Region: Russia, European Union
… imposed upon them. The sanctions are broadly drafted. It is possible the list of targets will be expanded in the near … Member States. However, each Member State is responsible for the enforcement and administration of EU sanctions and … T: +44 (0)20 7638 1111 F: +44 (0)20 7638 1112 www.ashurst.com. Ashurst LLP is a limited liability partnership …
Articles
Primerus
04/21/2016
9 pages

This article outlines how the "Reptile Theory" can be conceptualized as a planning strategy that gets plaintiff attorneys to focus early in the case on crafting the themes that will be honed through deposition, voir dire, and eventually the opening.

Resource Details
Source: Resource Library
Region: United States
… Reptile Theory: What You Need to Know in 2016 Strategies for Counsel and Clients (USA) Author Primerus April 21, 2016 … Direct:  615.425.7350  res@spicerfirm.com    ChrisƟan B. Stegmaier, Esq.  Collins & Lacy, PC  … lawyer on the panel told those assembled, “If the Reptile is done right,” he said, “Defendants simply lose.” This …
Sample Forms, Policies, and Contracts
03/17/2016

This is a sample non-compete agreement among a corporation as the purchaser, a corporation as the party, and a corporation as the seller.

Resource Details
Source: Resource Library
Region: United States
… Between a Purchaser and a Seller March 17, 2016 This is a sample non-compete agreement among a corporation as the … and liabilities previously held by Seller, as described in the Contribution Agreement between the Company and Seller; … covenants and obligations hereinafter set forth, and for good and valuable consideration, the receipt and …
Advocacy Filings
ACC, ACC China Liaison Committee, ACC China Advisory Committee
01/25/2006

With the continuing development of the Chinese socialist market economy, the expansion of the separation of regulatory and management functions of Chinese state-owned enterprises (hereinafter "Enterprises"), and the challenges and opportunities
presented by the further opening of the Chinese market following China's entry into the WTO, improving the overall management systems of Enterprises has become increasingly important.
Read more to see more guidelines on the establishment of a modern legal governance system in China.

Resource Details
Source: Resource Library
Region: China
… On Establishment Of A Modern Legal Governance System For Chinese Enterprises Author ACC, ACC China Liaison … "go out' of China in ever increasing numbers to buy/sell goods and services; establish sales operations and … more rapidly. 1.3 The legal risk management function is an integral part of the overall management system of an …
Articles
Walkers
02/04/2004

An article providing information on Asset Protection Trusts in the Cayman Islands. Includes review of the Fraudulent Dispositions Law and the structure of asset protection trusts.

Resource Details
Source: Resource Library
Region: Cayman Islands
… Association of Independent Law Firms. http://www.lexmundi.com … at seminars dealing with offshore trusts. The reason for the interest is understandable, particularly from residents in the United …
Program Materials
Nicholas Bouler -- deputy general counsel, BE&K, Inc.; Frank W. Jackson III -- asistant general counsel, Blue Cross and Blue Shield of Michigan; Frank Lopez -- senior counsel - labor & employment law, Ryder System, Inc.
10/18/2004

806 - Labor Law Issues Affecting the Nonunion Employer

Resource Details
Interest Area: Employment and Labor
Source: Meetings
Region: United States
… MEETING THE NEW FACE OF IN-HOUSE COUNSEL This material is protected by copyright. Copyright © 2004 various authors … Merklinger at ACC: 202/293-4103, ext. 326; merklinger@acca.com 806:Labor Law Issues Affecting the Nonunion Employer … be. The National Labor Relations Board maintains a helpful website (www.nlrb.gov), which includes extensive libraries of …
Articles
Melissa Thomas and Christian Zeppezauer, Freshfields Bruckhaus Deringer LLP
11/05/2014
9 pages

What legislation is applicable to insolvencies and reorganisations? What criteria are applied in your country to determine if a debtor is insolvent?

Resource Details
Source: Resource Library
Region: China
… Deringer LLP November 5, 2014 9 pages What legislation is applicable to insolvencies and reorganisations? What … Rachel Nurse subscriptions@gettingthedealthrough.com Head of editorial production Adam Myers Production … The publishers and authors accept no responsibility for any acts or omissions contained herein. Although the …
Articles
Shreyas Jayasimha, Mysore Prasanna, Rajashree Rastogi and S Bhushan, Aarna Law
12/12/2014

Getting the Deal Through is delighted to publish the ninth edition of Arbitration, a volume in our series of annual reports, which provide international analysis in key areas of law and policy for corporate<br />counsel, cross-border legal practitioners and business people.

Resource Details
Interest Area: Commercial and Contracts
Source: Resource Library
Region: India
… Aarna Law December 12, 2014 Getting the Deal Through is delighted to publish the ninth edition of Arbitration, a … international analysis in key areas of law and policy for corporate<br />counsel, cross-border legal practitioners … Partners Von Wobeser y Sierra SC www.gettingthedealthrough.com 1 contents Arbitration 2014 contributing editors: Gerhard …
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