This course explains your responsibility to report suspected violations of the securities laws and how to do so through our company's internal mechanisms, externally to the Securities and Exchange Commission (SEC), or both.
On 27 July 2022, the Financial Conduct Authority (FCA) published a Policy Statement (PS22/9) and Finalised Guidance (FG22/5) setting out final rules and guidance on the new Consumer Duty (the Duty). The Duty sets higher expectations of the standard of care that firms give consumers.
A perspective on mergers and acquisitions in Europe in 2022 and 2023.
This articles shows how content theft sites and malware are exploited by cybercriminals to hack into internet users' computers and personal data in the United States.
Columnist Bob Feldman describes ABC Metals & Recycling Co., Inc. v. Highland Computer Forms, Inc. as a means of illustrating issues that may arise in drafting contracts between businesses and in setting prices.
As many can attest, it’s not easy to discuss business operations in Europe without first acknowledging EU data privacy laws. The latest regulation efforts will broaden the scope of ePrivacy legislation to increase protections for newer technologies. Here’s what to expect.
Learn about the implications of climate risk for the financial sector, financial risk, litigation, and greenwashing.
In this article, global competition and antitrust rules with respect to intellectual property license agreements and supply/distribution agreements are examined.
A list of "things" corporate counsel throughout the United Stats were glad they knew or wish they had known when they first started. Includes topics such as contracts, employment, intellectual property, litigation, and corporate dynamics.
Learn about key developments in Canadian IP law in 2021.
The information revolution is responsible for quantum leaps in productivity and economic prosperity, but a downside has been the rise in a whole new class of crimes. With 8 primary elements, the comprehensive privacy protection and information security program described in this article is centered on people, processes, and technical management that is standards-based whenever possible.
This article discusses the increase in the use of put and call options in M&A transactions, as a mechanism to address challenges to valuation.
This guide sets out the salient rules and regulations for agreeing and enforcing employment non-competition clauses in each jurisdiction.
This article discusses product stewardship trends in Latin America.
When selling finished products in the European Union, you are likely to encounter environmental product stewardship laws. These new regulations place an increasing liability on businesses to understand various EU standards that directly influence the supply chain. With an understanding of the practical ways in which this legislation operates, in-house counsel can better adapt to the future of product distribution under looming EU environmental regulations.
Anti-corruption is an important issue to address with your company. In this Leading Practice Profile, six companies explain how they implement and monitor their successful anti-corruption programs. It will also trace the evolution of anti-corruption laws.
A report on employment and labor law trends and tactics to consider in 2023.
This article discusses California's new compliance regime for entities that qualify as "charitable fundraising platforms."
It offers a high-level overview of who qualifies as a charitable fundraising platform, what obligations platforms must meet, and when various compliance obligations take effect.
The author discusses the benefits and drawbacks of using the iPad 2 as a business tool.
Learn about loan fee fraud and how consumers can check for it in the United Kingdom.
A guide to help FPIs and their investment bankers understand the regulatory regime applicable to capital-raising activities in the United States.
Type any store name into Google and a list of similar stores shows up in the results - with the search term sometimes not even listed at the top. If a competitor purchases your company's trademark through keyword bidding and uses it as a metatag, potential infringement issues emerge. This article explores the legal issues of such use, and offers suggestions as to how you can best protect your company.
This course explains how to determine whether the Conflict Minerals Rule applies to a company's products and outlines the steps that the company must take to comply if the Rule applies. (Licensed for use in classroom settings only and not for distribution in any form.)
Do you want to give back to your local community by representing indigent or other needy clients? Believe it or not, some states won't allow you to do so (e.g., if you are not locally-licensed, even though the rules permit to provide legal advice to your employer). And, even if a state does allow you to practice pro bono, you still need to keep in mind a whole host of ethical and practical issues, such as confidentiality and client loyalty, avoidance of conflicts and whether or not you should purchase malpractice insurance. Composed of in-house lawyers who have faced these challenges, this panel will explore current pro bono practice and ethics rules, how and where those rules are changing and what you can do to make sure you and your law department are in compliance.
If you're a bank and considering implementing a new Customer Identification Program or an organization looking to shore-up your current vendor due diligence process, remember to keep these ten things in mind.
This is a sample information technology policy.
Following the collapse of Enron and other high-profile employee-owned companies, you need to revisit the issues surrounding employee buyouts before your company implements such a plan. This article will outline new regulatory proposals and help you avoid potential pitfalls.
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