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Program Materials
ACCA; Heather S. Bowman - Director, Environmental Affairs and Deputy General Counsel, Electronics Industries Alliance; Gregory J. Dana - Vice President, Environmental Affairs, Alliance of Automobile Manufacturers; Debra Sabatini Hennelly - Vice President & General Counsel.
10/01/2003

Outline of foreign and domestic regulations affecting the importation and end-of-life policies of electronics.

Resource Details
Source: Meetings
Region: European Union, United States
… 2003 ANNUAL MEETING CHARTING A NEW COURSE This material is protected by copyright. Copyright © 2003 various authors … at ACCA: 202/293-4103, ext. 326; merklinger@acca.com 307:Hold the Phone! Import, Takeback, & End- of-Life … requirements to eliminate mercury use. From EPA’s Mercury website www.epa.gov/mercury/information.htm ACCA’s 2003 …
Program Materials
Seth E. Brown - AOL Time Warner; Hisao Kushi, Citysearch/Evite; Jonathan Hangartner - Sheppard, Mullin, Richter & Hampton LLP.
10/01/2003

210 Internet Patents: Coming Soon to a Lawsuit Against You. This presentation discusses the typical sequence of events for lawsuits involving internet patents.

… This presentation discusses the typical sequence of events for lawsuits involving internet patents. Author Seth E. Brown … 2003 ANNUAL MEETING CHARTING A NEW COURSE This material is protected by copyright. Copyright © 2003 various authors … at ACCA: 202/293-4103, ext. 326; merklinger@acca.com 210:Internet Patents: Coming Soon to a Lawsuit Against …
Program Materials
The Honorable Alex M. Azar II - general counsel, United States Department of Health and Human Services; Leslie C. Bender - general counsel and chief privacy officer, The ROI Companies; and Sarena Straus - general counsel, MDx Medical Management, Inc.
10/01/2003

A presentation on HIPAA compliance.

Resource Details
Source: Meetings
Region: United States
… 2003 ANNUAL MEETING CHARTING A NEW COURSE This material is protected by copyright. Copyright © 2003 various authors … at ACCA: 202/293-4103, ext. 326; merklinger@acca.com 206:HIPAA, HIPAA, Hooray! So You're Compliant, but What … Azar personally defended before the U.S. Court of Appeals for the Fourth Circuit the HIPAA rule protecting the privacy …
Program Materials
ACCA
10/01/2002

Articles featuring several successful female general counsel.

Resource Details
Source: Meetings
Region: United States
… WAY: TRANSFORMING THE IN-HOUSE PROFESSION This material is protected by copyright. Copyright © 2002 various authors … at ACCA: 202/293-4103, ext. 326; merklinger@acca.com 205 Insights of In-house Women: What it Takes to Succeed … Counsel Association (MCCA). MCCA's mission is to advocate for the expanded hiring, promotion, and retention of minority …
Program Materials
Francis C. Clark - Senior Vice President & Deputy General Counsel, Wachovia Corporation; D. Joseph Potvin - Counsel, Exxon Mobil Corporation; Lee A. Schutzman - Attorney, General Motors Corporation; George R. Speckart, Ph.D. - Senior, Litigation Analyst, Courtroom Sciences, Inc.
10/01/2002

Exxon Corp. v. State of Alabama Dept. of Conservation & Natural Resources" p. 4-147 (appellant brief). Also, articles addressing potential pitfalls in punitive damages cases (p. 148-151) and causes of excessive damage awards by juries & tactics for containment- p. 154-176.

Resource Details
Source: Meetings
Region: United States
… and causes of excessive damage awards by juries & tactics for containment- p. 154-176. Author Francis C. Clark - Senior … WAY: TRANSFORMING THE IN-HOUSE PROFESSION This material is protected by copyright. Copyright © 2002 various authors … at ACCA: 202/293-4103, ext. 326; merklinger@acca.com 204 Punitive Damages: How Real and Big Is the Threat? …
Program Materials
Archangela M. DeSilva - associate general counsel, Duke Energy Corporation; C. Kelley Evans - associate counsel, Sutter Health; Jane F. Greenman - vice president and deputy general counsel, human resources, Honeywell International Inc.
01/28/2003

Discusses keys to successful outsourcing and contract services, as well as legal pitfalls to avoid.

Resource Details
Interest Area: Employment and Labor
Source: Meetings
Region: United States
… WAY: TRANSFORMING THE IN-HOUSE PROFESSION This material is protected by copyright. Copyright © 2002 various authors … at ACCA: 202/293-4103, ext. 326; merklinger@acca.com 906 Managing a Contingent Workforce Archangela M. DeSilva … include all labor and employment law matters for Duke's natural gas operations and other Houston-based …
Program Materials
Ahab Abdel-Aziz - Chairman, Environmental Law Group, Osler, Hoskin & Harcourt LLP; Karl S. Bourdeau - Director, Beveridge & Diamond, P.C.; Jack S. Mustoe - Senior Vice President, Legal & General Counsel, NOVA Chemicals
12/02/2002

An overview of domestic and international environmental regulatory trends, and the effect of Canadian law on international environmental law. Discusses the Precautionary Principle and the Data Quality Act, which governs federal agencies’ information dissemination practices. Also includes extended producer responsibility (EPR) initiatives worldwide.

Resource Details
Source: Meetings
Region: Canada, United States
… WAY: TRANSFORMING THE IN-HOUSE PROFESSION This material is protected by copyright. Copyright © 2002 various authors … at ACCA: 202/293-4103, ext. 326; merklinger@acca.com 807 Globalization in Environmental Regulation: the View … extends to information first disseminated on an agency website prior to October 1, 2002, provided that the agency …
Program Materials
Francis M. Caesar - vice president, legal affairs, Barnesandnoble.com; Charles A.B. Moore - associate counsel, Federated Department Stores, Inc.; Althea Johnson Williams - assistant general counsel, LendingTree, Inc.
01/28/2002

Information on topics such as sound business practices, privacy policies, Fair Information Practice Principles (FIPP), and the Gramm-Leach-Bliley Act. Includes a list of state policies regarding unsolicited e-mails.

… M. Caesar - vice president, legal affairs, Barnesandnoble.com; Charles A.B. Moore - associate counsel, Federated … WAY: TRANSFORMING THE IN-HOUSE PROFESSION This material is protected by copyright. Copyright © 2002 various authors … vice president-group counsel. He was the division attorney for American Express Relationship Services, the departments …
Program Materials
William C. Johnson - Corporate Counsel, Quest Diagnostics Incorporated; Neal O. Williams - Associate General Counsel, St. Jude Medical, Inc.
10/01/2002

Advantages and disadvantages of performing investigations and techniques for investigating. Also, spoliation of evidence and whether to report the findings of an internal investigation.

Resource Details
Source: Meetings
Region: United States
… disadvantages of performing investigations and techniques for investigating. Also, spoliation of evidence and whether … WAY: TRANSFORMING THE IN-HOUSE PROFESSION This material is protected by copyright. Copyright © 2002 various authors … at ACCA: 202/293-4103, ext. 326; merklinger@acca.com 706 Liar, Liar, Pants on Fire: How to Establish an …
Program Materials
Albert C. Peters II - assistant counsel, Pennsylvania Turnpike Commission; Meredith B. Stone - vice president, general counsel, Americas, NACCO Materials Handling Group, Inc.; Richard S. Veys - senior counsel, A.T. Kearney, Inc.
01/28/2002

Suggestions on how to oversee company activities without being viewed as the sales prevention department and how to maintain the attorney-client privilege.

Resource Details
Interest Area: Law Department Management
Source: Meetings
Region: United States
… WAY: TRANSFORMING THE IN-HOUSE PROFESSION This material is protected by copyright. Copyright © 2002 various authors … at ACCA: 202/293-4103, ext. 326; merklinger@acca.com 702 Moving Beyond Litigation Management: Putting Your … Industry publications – Information Available Externally [website, annual financial reports, SEC filings] ACCA's 2002 …
Program Materials
07/29/2002

Provided by ACCA's Central PA chapter, this document is a summary and analysis of the Sarbanes-Oxley bill- now law-, it includes a chart that sets out the sections of the Act with extracts of key provisions.

Resource Details
Source: Meetings
Region: United States
… Provided by ACCA's Central PA chapter, this document is a summary and analysis of the Sarbanes-Oxley bill- now … the tort aspects are real. The statute of limitations for securities fraud has been extended. Tort lawyers will … and (C) the issuer (if the issuer maintains a corporate website) shall provide that statement on that corporate …
Program Materials
Richard Alan Silberstein - Gomez-Acebo & Pombo, Abogados
06/15/2002

Presented at ACCA/GCCA European chapter 2002 Annual Meeting. This presentation was part of the program on buying distressed companies.

Resource Details
Source: Meetings
Region: Spain
… Distressed Companies Gómez-Acebo & Pombo File Server:For Wanda:GCCA Materials:Insolvency Proc… in Spain 1 1 M&A – … Fax +34 93 415 84 00 e-mail silberstein@gomezacebo-pombo.com Web www.gomezacebo-pombo.com Ninth GCCA Europe Versailles … merchant or some of his creditors. Great debate over what is insolvency 1) general failure to meet debts; 2) …
Program Materials
Bruce J. Hector - associate general counsel, Becton Dickinson and Company; Lori A. Middlehurst - director, employment law, Sun Microsystems, Inc.; Lori L. Siwik - vice president and counsel, Risk International Services, Inc.
02/21/2001

Program Material: Outline with sample employee application, referral and evaluation form. Questions for interviews

Resource Details
Source: Meetings
Region: United States
… … ACCA’S 2001 ANNUAL MEETING ADDING VALUE This material is protected by copyright. Copyright © 2001 various authors … at ACCA: 202/293-4103, ext. 326; merklinger@acca.com 104 Recruiting, Hiring, and Retaining Employees Bruce J. … • Equal Employment Opportunity Commission website at www.eeoc.gov. • RONALD M. GREEN AND RICHARD J. …
Program Materials
Jonathan Anschell - executive vice president and general counsel, CBS Television City; David R. Byers - head of litigation department, Stikeman Elliot LLP; Peter Godby - counsel, British American Tobacco (Holdings) Limited; and Stanley Keller - partner, Edwards Angell Palmer & Dodge LLP
02/14/2006

Annual Meeting 2006: The increased regulatory scrutiny and civil litigation which has followed in the wake of Enron and other corporate disasters means that, more than ever‚ companies must be scrupulous about taking proper precautions to protect sensitive documents and internal investigations. In particular, the conundrum of whether to waive attorney-client privilege in the face of the demand for disclosure from regulators is one that confronts many companies. Our presentation will focus on recent multi- jurisdictional developments in the law of attorney-client privilege and the particular challenges that face corporate counsel who are often required to wear multiple hats within their organization

in the face of the demand for disclosure from regulators is one that confronts many companies. Our presentation will … Bramesco at ACC: 202/293-4103, ext. 338; bramesco@acca.com 604 Regulators at the Gates: Managing & Protecting … been lost (e.g. because posted by another person on their website and thereby generally accessible on the Internet), …
Program Materials
Carol M. Seaman - vice president, chief compliance officer, Cook Group Incorporated; Owen Warnock - partner, Eversheds LLP; and Richard J. Wolf - former senior vice president, legal, Cendant Corporation, attorney, Lexakos LLC
02/14/2006

Annual Meeting 2006: Learn how to help your company use compliance as a competitive advantage, particularly in Europe. Our discussion will include a review of the law and best practices in dealing with privacy policies, data security, employee hotlines/whistleblowing issues, online training programs, conflicting laws, and more.

Resource Details
Source: Meetings
Region: European Union, United States
… MEETING THE ROAD TO EFFECTIVE LEADERSHIP This material is protected by copyright. Copyright © 2006 various authors … Bramesco at ACC: 202/293-4103, ext. 338; bramesco@acca.com 603 Leading Transnational Compliance in Europe Carol M. … and disseminate resear ch on cor por ate gover nance. The website includes an index of codes that pr ovides links to …
Program Materials
10/01/2007

No one lawyer can stay on top of all the issues a year can bring, especially in the areas of technology and ecommerce. Never fear, ACC has you covered. Here is the only legal update you’ll need to keep you and your client ahead of the curve on the latest developments in ecommerce and technology law.

Resource Details
Source: Meetings
Region: United States
… and ecommerce. Never fear, ACC has you covered. Here is the only legal update you’ll need to keep you and your … Bramesco at ACC: 202/293-4103, ext. 338; bramesco@acca.com 511 Hot Topics in eCommerce & Technology Law David J. … of trademark infringement occurring on a subscriber’ s website hosted by the ISP, where the ISP allegedly failed to …
Program Materials
Kathryn A. Chapman - Formerly International Legal Director, Comdisco, Inc.; Michel P. Cloes - European Counsel, Dana Corporation; Holly Felder Etlin - Principal, Leader of East Region Restructuring, XRoads Solutions Group; Henry C. Pitney - Assistant General Counsel, Overseas Private Investment Corporation.
10/01/2006

What if your global corporate group is falling on hard times? What legal strategy should you pursue based on local law and practice? This program will review the laws relevant to pursuing the best strategy including how to deal with other creditors from other jurisdictions, how to deal with local owners of companies in the group who may not recognize the principle that creditors have priority, the impact of the UNCITRAL model law on cross-border insolvency, and UNCITRAL deliberations of the issues presented by corporate groups, among others.

Resource Details
Interest Area: Financial Services
Source: Meetings
Region: European Union, France, United States
… What if your global corporate group is falling on hard times? What legal strategy should you … Bramesco at ACC: 202/293-4103, ext. 338; bramesco@acca.com 503 In-house Counsel & the Insolvency of Corporate Groups … P. Cloes Michel Cloes is the Paris-based European Counsel for SNAP ON, INC, a $2.5 billion tools manufacturing company …
Program Materials
Charles S. Caulkins - Managing Partner, Fisher & Phillips LLP; Teri C. Miles - Director and Assistant General Counsel, Circuit City Stores, Inc.
10/01/2006

Our panel discussion will assist corporate practitioners to evaluate, analyze, and prioritize the myriad operational issues that arise in an organization when it is confronted with natural disasters and other crises. This panel of experts who have experience in dealing with recent disasters, such as Hurricane Katrina will explain the challenges confronted by their respective companies, and share the lessons learned from these trying circumstances.

Resource Details
Source: Meetings
Region: United States
… operational issues that arise in an organization when it is confronted with natural disasters and other crises. This … Bramesco at ACC: 202/293-4103, ext. 338; bramesco@acca.com 406 Preparing for & Effectively Handling Employee Issues … OSHA has established a page on its www.OSHA.gov website where employers can access over 20 audio and printed …
Program Materials
Maureen R. Dry - Deputy General Counsel Corporate, Vertis, Inc.; William T. Price - Senior Vice President, General Counsel & Secretary, USinternetworking, Inc.; Deanne M. Tully - Vice President, General Counsel & Secretary, Tier Technologies, Inc.
10/01/2006

Establishing and managing corporate governance best practices for any company can be a challenge. But how do you do it on a limited budget with few personnel? How can a small law department meet the challenges imposed by evolving standards to adapt corporate governance best practices that fit the company? How do you advise the Board and senior management? Benchmark with your small department peers who have been there, done that. Learn what tools and resources are available to ensure compliance with best practice standards.

… MEETING THE ROAD TO EFFECTIVE LEADERSHIP This material is protected by copyright. Copyright © 2006 various authors … Bramesco at ACC: 202/293-4103, ext. 338; bramesco@acca.com 402 Leading the Corporate Governance Revolution on a Shoe … via a Form 8-K, if applicable, or [Company Name]’s website. ACC's 2006 ANNUAL MEETING THE ROAD TO EFFECTIVE …
Program Materials
Lael Bellamy - Director, The Home Depot; Allen Brandt - Associate Director, Privacy, Graduate Management Admission Council; Donna Lewis - Counsel, Kilpatrick Stockton LLP.
10/01/2006

A must for any in-house lawyer, our panel of privacy experts will update you on the most important federal and state court decisions as well as new laws and legislative initiatives impacting in-house practitioners and their companies and provide best practices on the subject. Plus find out whether employee identification numbers are considered personally identifiable information or not!

Resource Details
Source: Meetings
Region: United States
… A must for any in-house lawyer, our panel of privacy experts will … MEETING THE ROAD TO EFFECTIVE LEADERSHIP This material is protected by copyright. Copyright © 2006 various authors … Bramesco at ACC: 202/293-4103, ext. 338; bramesco@acca.com 311 Privacy, Spam, & Spyware 2006 Lael Bellamy Director …
Program Materials
Steve Cannon - President, Constantine Cannon; Ivan K. Fong - Executive Vice President, Chief Legal, Cardinal Health, Inc.; J. Alberto Gonzalez-Pita - Executive Vice President and General Counsel, Tyson Foods, Inc.; Susan Hackett - Senior Vice President and General Counsel, Association of Corporate Counsel; Mahmud Jamal - Partner, Osler, Hoskin & Harcourt LLP.
10/01/2006

The attorney-client privilege and work product doctrines are under attack: recent ACC surveys have shown that in-house lawyers are experiencing increasing demands for clients to waive their privilege in a broad range of contexts, including prosecutorial, regulatory, with regard to third parties, and in the audit context. Panelists will share information on what’s happening and provide practical suggestions on practices your law department can implement to help preserve your client’s privilege and satisfy informational requests without waiver. Learn how to develop and implement policies and practices to maintain these important protections.

Resource Details
Source: Meetings
Region: United States
… that in-house lawyers are experiencing increasing demands for clients to waive their privilege in a broad range of … MEETING THE ROAD TO EFFECTIVE LEADERSHIP This material is protected by copyright. Copyright © 2006 various authors … Bramesco at ACC: 202/293-4103, ext. 338; bramesco@acca.com 210 Pragmatic Practices- Protecting Privilege Steve …
Program Materials
ACC & WeComply
12/21/2010

This Americans with Disabilities Act (ADA) training course will help you recognize situations that raise various ADA issues in the workplace and teach you how to deal with these issues legally and effectively.

To access the Americans with Disabilities Act Training Course, visit <a href=http://www.ethicsxchange.com/topic/35552-americans-with-disabilities-act>www.acc.com/compliance</a>.

Resource Details
Interest Area: Compliance and Ethics
Source: Meetings
Region: United States
… Training Course, visit <a href= http://www.ethicsxchange.com/topic/35552-americans-with-disabilities-ac… ;. Author ACC … • Classroom Training: A PowerPoint version of this course is available free to ACC members through the ACC Compliance … version of this course is available at a discounted rate for ACC members through WeComply. For more information, …
Program Materials
ACC & WeComply
12/21/2010

This Antitrust Basics training course will provide an overview of antitrust law and help you recognize and deal with "red flags" — situations that present a risk of antitrust violations and legal liability.

To access the Antitrust Basics Training Course, visit <a href=http://www.ethicsxchange.com/topic/35526-antitrust-basics>www.acc.com/compliance</a>.

Resource Details
Source: Meetings
Region: United States
… Training Course, visit <a href= http://www.ethicsxchange.com/topic/35526-antitrust-basics>www.acc.com/c… ;. (hidden) … • Classroom Training: A PowerPoint version of this course is available free to ACC members through the ACC Compliance … version of this course is available at a discounted rate for ACC members through WeComply. • Overview of U.S. …
Program Materials
David Stone -- Partner, Simmons & Simmons; William Corbett -- Trainee Solicitor, Simmons & Simmons
04/01/2010

The introduction of EU-wide design rights in 2003 heralded a new era of pan-European intellectual property protection. Since then around 400,000 designs have been registered and this number is increasing at a rate of about 80,000 a year. This document discusses what can be protected, the registration process, and the scope of protection.

Resource Details
Source: Meetings
Region: European Union
… 400,000 designs have been registered and this number is increasing at a rate of about 80,000 a year. This document … Introduction to EU Design Law April 2010 simmons-simmons.com elexica.com The introduction of EU-wide design rights in … equipment, industrial equipment, vehicles, packaging for food and drink, domestic goods, electrical goods and …
Program Materials
Xenia Boone
SVP Corporate and Social Responsibility
DMA

Tammy Brandt
General Counsel
ServiceMesh, Inc.

Joan Long
Partner
Barnes & Thornburg LLP

Ryan Mehm
Attorney
Federal Trade Commission
10/24/2011

As the use of social media by businesses increases, so does the potential for business risks. Social media advertising is the fastest growing sector of advertising and produces more targeted and interactive marketing for businesses. Due to daily development of new technologies to deliver messages to the marketplace, in-house counsel must stay abreast of not only these technologies but the potential legal risks associated with utilizing them. This program will address one of the most controversial issues posed by social media advertising, how to balance the need to track consumer information to provide targeting and relevant advertising while still allowing the consumer to protect their privacy. The panel will present an overview of the benefits and risks of social media and Online Behavioral Advertising (OBA), as well as the privacy guidelines from the FTC and Department of Commerce, proposed legislation and self-regulatory programs. Attendees will get helpful information and guidance that will be useful when reviewing and advising their internal clients on advertising, marketing and promotion materials and programs.

Resource Details
Source: Meetings
Region: United States
… media by businesses increases, so does the potential for business risks. Social media advertising is the fastest growing sector of advertising and produces … an overview of the benefits and risks of social media and Online Behavioral Advertising (OBA), as well as the privacy …
Program Materials
Matthew J. Cimino, Lenore Reedy, Christopher Thanner
10/02/2012

Learn about tax clauses, common area maintenance and operation expense, exclusivity and restricted use clauses, condemnation, and indemnification.

Resource Details
Source: Meetings
Region: United States
… Meeting September 30-October 3, Orlando, FL This material is protected by copyright. Copyright © 2012 various authors … at ACC: +1 202.293.4103, x338; legalresources@acc.com          Tuesday, October 2, 2012 2:30 PM - 4:00 PM 306 – … tenant from posting the lease on any securities disclosure website, if required by law. Tenant Consent Rights. Does any …
Program Materials
Robert Bostrom, Laura Dorman, Michael McCurdy, Ashley Watson
10/01/2012

What legal factors contributed to the massive corporate failures that we have seen in the financial system over the past five years? What is or should be your role in identifying corporate vulnerabilities? How do you
ensure a chain of command? What checks and balances ensure that those with compliance expertise effectively influence those at all levels of the organization to act in the long-term interests of the organization, its shareholders and its customers? When is there an actionable duty to "do the right thing" rather than an alternate course which may be perfectly legal in a strict sense (and more lucrative for shareholders)?

Resource Details
Source: Meetings
Region: United States
in the financial system over the past five years? What is or should be your role in identifying corporate … be perfectly legal in a strict sense (and more lucrative for shareholders)? Author Robert Bostrom, Laura Dorman, … at ACC: +1 202.293.4103, x338; legalresources@acc.com          Monday, October 1, 2012 2:30 PM - 4:00 PM 1302 – …
Program Materials
Julienne Bramesco - vice president and general counsel, Colonial Parking; Robin McCune - associate general counsel, Strayer Education Inc.; and Lynn Outwater - regional managing partner, Jackson Lewis LLP
12/20/2007

Whether employees are blogging, expressing religious beliefs, instant messaging or emailing each other, many employees believe they have virtually unlimited communication rights. What they are saying may be putting your organization at legal risk. Join this panel of your peers to benchmark and discuss employee rights and workplace laws implicated in controlling these communications, and the elements of effective corporate policies and practices.

… ENJOYING THE RIDE ON THE TRACK TO SUCCESS This material is protected by copyright. Copyright © 2007 various authors … at ACC: 202/293-4103, ext. 342; legalresources@acc.com 606 - Can We Control Blogging, IM, & Other Employee … Technology has created nearly limitless opportunities for employees to communicate At work About work ACC’s 2007 …
Program Materials
Don Butler - Senior Counsel & Secretary, Seneca Resources Corporation; Irene Kosturakis - Chief Intellectual Property Counsel, BMC Software, Inc.; Robert Pool - Assistant General Counsel, FMC Technologies, Inc.
10/01/2007

Negotiating transactions is one of the functions that in-house counsel must perform well. In fact, a good negotiation can make the difference between getting the most and getting a so-so outcome for your business client. Negotiating contracts is a key component of practicing in-house, and offering your client and the other side well-drafted contract provisions can reduce the time and effort spent negotiating. In this interactive discussion among panelists and audience, learn the top 10 ways to speed up a contract negotiation, how to draft effective license grant and indemnification provisions, what is the effect of warranties and limitations of liability, and tips about administering your contracts that will give you a better result.

… Negotiating transactions is one of the functions that in-house counsel must perform … between getting the most and getting a so-so outcome for your business client. Negotiating contracts is a key … at ACC: 202/293-4103, ext. 342; legalresources@acc.com 308 - Best Practices in Contract Negotiation, Drafting, & …
Program Materials
John Beccia III - senior vice president and assistant general counsel, Boston Private Financial Holdings, Inc.; Steven Lauer - corporate counsel, Global Compliance Services; Paul Matecki - senior vice president, general counsel, Raymond James Financial, Inc.; and Michele Nicholas - corporate counsel and assistant secretary, Armstrong World Industries, Inc.
12/20/2007

In today's legal and regulatory environment, the need to establish a strong enterprise-wide compliance program is evident. However, the elements required to accomplish this goal are less clear. Learn the challenges associated with establishing an enterprise-wide compliance program, including how to create a strong tone at the top and how to establish a compliance culture within an organization. Our panel will also examine the elements of an effective compliance program, including organization structure, roles and responsibilities, risk assessments and monitoring, policies, procedures, and controls, training, testing, enforcement of policies and corrective action, communication with regulatory agencies, and management reporting.

Resource Details
Interest Area: Compliance and Ethics
Source: Meetings
Region: United States
… to establish a strong enterprise-wide compliance program is evident. However, the elements required to accomplish this … at ACC: 202/293-4103, ext. 342; legalresources@acc.com 208 - Challenges Faced When Establishing an … similar to the approach taken by the FSA. The FSA’s website states the following: “The FSA’s intention behind a …
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